Investors complained about securities broker Joseph Robert Eades Jr. (also known as Rob Eades and Robbie Eades) [CRD: 2357818, Easley, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Eades has worked for Capital Investment Group Inc. since January 30, 2004, and with Capital Investment Advisory Services LLC since January 2, 2013. Keep reading to learn more about the securities broker’s disclosures.
Notably, on July 18, 2024, a Capital Investment Group Inc. client filed FINRA Arbitration No. 24-01554 about Joseph Eades. Mainly, the client alleged misrepresentation, omissions of material fact, unsuitable recommendations, breach of contract, breach of fiduciary duty, and negligence related to an investment in GWG L-Bonds. Because of this, the investor supposedly sustained damages. As a result, they requested $82,000 in compensation from Capital Investment Group Inc. or Eades. Evidently, this arbitration is pending a resolution.
Specifically, a Capital Investment Group Inc. client filed FINRA Arbitration No. 21-03130 about Joseph Eades. The client alleged unsuitable recommendations. As a result, the investor supposedly sustained damages on direct investments. Therefore, on March 8, 2023, Capital Investment Group Inc. settled this matter.
Particularly, a client of Capital Investment Group Inc. contested Eades's sales practices, according to a complaint dated February 5, 2020. Allegedly, Eades allegedly caused the client to sustain damages on real estate securities and business development company (BDC) investments. Therefore, they sought damages from Capital Investment Group Inc. or Eades. The complaint was denied on February 10, 2020.
Have you incurred losses due to Joseph Eades? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group investment loss recovery lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Eades and brokerage firms Eades worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
Soreide Law Group está investigando posibles reclamaciones de inversionistas relacionadas con los bonos de DCM US Multi-Family Homes PLC vendidos o recomendados a través de Andbanc Brokerage LLC, Andbanc Advisory LLC, BCI Securities, Inc., Boreal Capital Securities, LLC (también conocida como Mora Capital Securities). Por otro lado, Mora WM Securities, LLC también estuvo involucrada. Si […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com