Investors complained about securities broker Joseph Robert Eades Jr. (also known as Rob Eades and Robbie Eades) [CRD: 2357818, Easley, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Eades has worked for Capital Investment Group Inc. since January 30, 2004, and with Capital Investment Advisory Services LLC since January 2, 2013. Keep reading to learn more about the securities broker’s disclosures.
Notably, on July 18, 2024, a Capital Investment Group Inc. client filed FINRA Arbitration No. 24-01554 about Joseph Eades. Mainly, the client alleged misrepresentation, omissions of material fact, unsuitable recommendations, breach of contract, breach of fiduciary duty, and negligence related to an investment in GWG L-Bonds. Because of this, the investor supposedly sustained damages. As a result, they requested $82,000 in compensation from Capital Investment Group Inc. or Eades. Evidently, this arbitration is pending a resolution.
Specifically, a Capital Investment Group Inc. client filed FINRA Arbitration No. 21-03130 about Joseph Eades. The client alleged unsuitable recommendations. As a result, the investor supposedly sustained damages on direct investments. Therefore, on March 8, 2023, Capital Investment Group Inc. settled this matter.
Particularly, a client of Capital Investment Group Inc. contested Eades's sales practices, according to a complaint dated February 5, 2020. Allegedly, Eades allegedly caused the client to sustain damages on real estate securities and business development company (BDC) investments. Therefore, they sought damages from Capital Investment Group Inc. or Eades. The complaint was denied on February 10, 2020.
Have you incurred losses due to Joseph Eades? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group investment loss recovery lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Eades and brokerage firms Eades worked for deny accusations of sales practice violations.
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com