Soreide Law Group is investigating possible investor claims against securities broker Mickey Schreiber (also known as M.B. Schreiber) (CRD: 1032600, Red Bank, New Jersey. Specifically, Aegis Capital Corporation permitted Schreiber to resign amid allegations of his misconduct. Not only that, but FINRA sanctioned him and investors complained about him. Here is a brief summary of […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Todd Anthony Cirella (CRD: 2396336, Melville, New York). Not only has FINRA sanctioned Cirella for making unsuitable recommendations, but investors disputed the sales practices of the securities broker. However, Cirella denies the allegations. Read on to learn more about the allegations against Cirella. […]

Investors have come forward with complaints about securities broker Pat Russi (also known as Praxedes Russi) (CRD:  2588105, Garden City, NY). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Russi churned accounts, charged excessive commissions, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tim Petrou (also known as Efthimios George Petrou) (CRD:  2672840, Ronkonkoma, NY). Not only has FINRA sanctioned Petrou for excessive trading, but investors disputed the sales practices of the securities broker. However, Petrou denies the allegations. Read on to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker Yousuf Saljooki AKA Joe Saljooki and Joseph Saljooki [CRD#: 5045123, Melville, NY]. Evidently, FINRA sanctioned the securities broker, who worked for SW Financial. Allegedly, Saljooki failed to comply with an arbitration award or settlement agreement. Here is a brief summary FINRA’s allegations against Saljooki. […]

Soreide Law Group is investigating possible investor claims against securities broker Richard Reynolds AKA Richard Foerster Reynolds [CRD#: 2162706, Garden City, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Marc Reda AKA Marc Augustus Reda [CRD#: 2757330, New York, NY]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities. Allegedly, Reda churned a client’s account and made unsuitable recommendations and unauthorized transactions. Here is a brief summary FINRA’s allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Jeremy Fortner AKA Jeremy W. Fortner [CRD#: 4811478, Beverly Hills, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Advisors. Evidently, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Albert Foronda AKA Albert Foronda [CRD#: 5737620, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Foronda denies the allegations of sales practice […]