FINRA barred securities broker Jennifer Lynn Nelson (also known as Jennifer Lynn Villers) [CRD: 7096757, Claremont, New Hampshire], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Nelson worked for Edward Jones from June 8, 2019 to June 13, 2024. Read the following sections to learn more about the disclosures concerning Jennifer […]

Investors potentially experienced sales practice violations due to securities broker Aubrey Dexter Parker [CRD: 2454088, Stone Mountain, Georgia], according to publicly available information on FINRA BrokerCheck. Parker worked for Wells Fargo Clearing Services LLC from December 15, 2010 to July 14, 2025. Below, you can learn more about the disclosures involving Parker, including investor complaints […]

FINRA has barred Michael Ray Lancaster [CRD: 6992330, Lincoln, Nebraska], according to disclosures on FINRA BrokerCheck. Michael Lancaster worked for Edward Jones from October 18, 2018, to February 2, 2024. Keep reading to learn more about Michael Lancaster’s disclosures and how they may relate to investor losses. FINRA Expelled Lancaster For Failing To Provide Requested […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Joel Randy Freedman (CRD#: 1260557, Radnor, Pennsylvania). Freedman has been employed in the securities industry for 40 years and has worked with several firms, including Morgan Stanley (2009-2024). As of April 2024, he is registered with Sanctuary Securities Inc. and Sanctuary Advisors LLC in […]

Soreide Law Group is investigating possible investor claims against securities broker Stephen Whitman AKA Steve Whitman [CRD#: 2230369, Chesterfield, MO]. Notably, FINRA sanctioned the securities broker, who worked for Oppenheimer Co. Allegedly, Whitman failed to provide information and documents to FINRA when it investigated possible violations of FINRA rules. Here is a brief summary FINRA’s […]