Soreide Law Group is investigating possible investor claims against securities broker Ivar Norman Jones Jr. (CRD:  2729076, San Francisco, CA). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameritas Investment Company LLC. Here is a brief summary of the disclosures about Jones. […]

Soreide Law Group is investigating possible investor claims against securities broker Brandon Tatarevich [CRD: 4694264, Fort Worth, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Karle Panke (also known as Matt Panke) [CRD: 2227976, Clayton, Missouri]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Charles Schwab Co. Inc. Here is a brief summary of the […]

Soreide Law Group is investigating possible investor claims against securities broker Jorge Sonville AKA Jorge Antonio Sonville [CRD#: 2558540, Miami, FL]. Notably, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith. Allegedly, Sonville loaned a client money. Here is a brief summary FINRA’s allegations against Sonville. FINRA Sanctions Merrill Lynch Pierce […]

Investors have come forward with complaints about securities broker Douglas Schmitz AKA Douglas Gene Schmitz [CRD#: 1771132, Fargo, ND]. Notably, the securities broker, who worked for Classic, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Classic clients allege that Schmitz committed sales practice violations. For more on these disclosures about Schmitz, see […]

Soreide Law Group is investigating possible investor claims against securities broker Palmery Desir AKA Paul Desir [CRD#: 5559016, Huntington, NY]. Evidently, FINRA sanctioned the securities broker, who worked for Richfield Orion International. Allegedly, Desir made unsuitable recommendations. Here is a brief summary FINRA’s allegations against Desir. FINRA Sanctions Richfield Orion International Securities Broker For Unsuitable […]

Soreide Law Group is investigating possible investor claims against securities broker Joseph Don Malboeuf [CRD#: 4825607, Colchester, Vermont]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for LPL Financial. Evidently, one or more clients allege sales practice violations in these disputes, including failure to follow instructions. Here […]

Investors have come forward with complaints about securities broker James Tracy Stines [CRD#: 1175075, Richmond, Virginia]. Evidently, the securities broker, who worked for BBT Securities, discloses investor disputes on FINRA BrokerCheck. For more on these disclosures about Stines, see below. BBT Securities Client Accuses James Stines Of Failing To Follow Instructions Evidently, on March 11, […]

Investor Dispute Reported On BrokerCheck Concerning Barred Broker William Wright Soreide Law Group is reviewing BrokerCheck disclosures of securities broker William Wright (CRD#: 3048195, New York, New York). Evidently, Wright was a National Securities Corporation securities broker from February 2015 to November 2020. Let’s take a closer look at the allegations as reported on BrokerCheck. […]