Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Kantar (CRD: 2442053, Northfield, Ohio). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Northwestern Mutual Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Kantar […]

Soreide Law Group is investigating possible investor claims against securities broker Gregory Foster (CRD: 1532735, Wayzata, Minnesota). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Evidently, investors allege sales practice violations in these disputes, including that Foster caused […]

Investors have voiced complaints about securities broker Vladislav Michael Romanov (CRD: 2549093, Boston, Massachusetts). Notably, the securities broker, who worked for Wells Fargo Clearing Services LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Wells Fargo Clearing Services LLC clients allege that Romanov caused them to sustain losses. For more on these […]

Soreide Law Group has learned of possible investor claims against securities broker Robert John Palatella (CRD: 1492207, La Jolla, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services LLC. Evidently, investors allege sales practice violations in these disputes, […]

Investors have voiced complaints about securities broker Kerry Thomas Cassell (CRD: 2069521, Charlotte, North Carolina). Notably, the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Merrill Lynch Pierce Fenner Smith Incorporated clients allege that Cassell made misrepresentations. For more on these […]

Soreide Law Group is investigating possible investor claims against Pedro Escobar (also known as Pedro Jose Escobar) (CRD: 2785268, Miami, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for SunTrust Investment Services Inc. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker RD Washington (also known as Rodney Deleths Washington) [CRD: 1275777, New Albany, OH]. Evidently, FINRA sanctioned the securities broker, who worked for UBS Financial Services Inc. Allegedly, Washington failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Moreover, […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Beleski (also known as Matthew David Beleski) [CRD: 5054098, Ann Arbor, MI]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Polly Stoecklein (also known as Polly Marie Stoecklein and Polly Marie Ison) (CRD:  1041896, Manhattan, KS). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Independent Advisor Alliance. Evidently, one or more […]