Soreide Law Group is investigating possible investor claims against Pedro Escobar (also known as Pedro Jose Escobar) (CRD: 2785268, Miami, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for SunTrust Investment Services Inc. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker RD Washington (also known as Rodney Deleths Washington) [CRD: 1275777, New Albany, OH]. Evidently, FINRA sanctioned the securities broker, who worked for UBS Financial Services Inc. Allegedly, Washington failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Moreover, […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Beleski (also known as Matthew David Beleski) [CRD: 5054098, Ann Arbor, MI]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Polly Stoecklein (also known as Polly Marie Stoecklein and Polly Marie Ison) (CRD:  1041896, Manhattan, KS). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Independent Advisor Alliance. Evidently, one or more […]

Soreide Law Group is investigating possible investor claims against securities broker Ivar Norman Jones Jr. (CRD:  2729076, San Francisco, CA). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameritas Investment Company LLC. Here is a brief summary of the disclosures about Jones. […]

Soreide Law Group is investigating possible investor claims against securities broker Brandon Tatarevich [CRD: 4694264, Fort Worth, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Karle Panke (also known as Matt Panke) [CRD: 2227976, Clayton, Missouri]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Charles Schwab Co. Inc. Here is a brief summary of the […]

Soreide Law Group is investigating possible investor claims against securities broker Jorge Sonville AKA Jorge Antonio Sonville [CRD#: 2558540, Miami, FL]. Notably, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith. Allegedly, Sonville loaned a client money. Here is a brief summary FINRA’s allegations against Sonville. FINRA Sanctions Merrill Lynch Pierce […]

Investors have come forward with complaints about securities broker Douglas Schmitz AKA Douglas Gene Schmitz [CRD#: 1771132, Fargo, ND]. Notably, the securities broker, who worked for Classic, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Classic clients allege that Schmitz committed sales practice violations. For more on these disclosures about Schmitz, see […]