Investors apparently complained about securities broker Victor Michael Rodriguez [CRD: 2900010, Estero, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rodriguez was registered with Merrill Lynch from July 2, 2021, through April 19, 2023, before joining Edward Jones on April 20, 2023. Continue reading to learn more about disclosures involving Rodriguez. Edward […]

Investors might have sustained losses due to securities broker Leroy Born [CRD: 4052650, Tustin, California], according to disclosures on FINRA BrokerCheck. Evidently, Leroy Born has worked for Wells Fargo Clearing Services LLC since June 23, 2017, and has also worked for Wells Fargo Advisors since June 26, 2017. Below, you can find important information about […]

Investors potentially experienced sales practice violations because of securities broker Mario Hank [CRD: 6723996, Houston, Texas], according to disclosures on FINRA BrokerCheck. Evidently, Mario Hank registered with Banorte Securities International, Ltd. since December 20, 2016, and worked with Banorte Asset Management Inc. since December 7, 2021. Below, you can find out more about the securities […]