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December 26, 2020
Galen Kopman Facing Disputes From Investors

Broker Galen Kopman Facing Disputes From Investors The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to Centaurus Financial securities broker Galen Kyle Kopman (CRD#: 3011906, Vancouver, Washington). Notably, FINRA BrokerCheck reports that three investors brought disputes about the securities broker. Here’s more on those disputes and what you could do if you […]

July 22, 2013
Kansas Firm and Registered Principal Fined by FINRA for Supervisory Failures in the Sale of Non-Conventional Investments

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. VSR Financial Services, Inc. (CRD #14503, Overland Park, Kansas) and Donald Joseph Beary (CRD #15818, Registered Principal, Lenexa, Kansas) the firm was censured and fined $550,000. Beary was […]

January 30, 2013
Does Your Stock Broker Owe You Money?

With the stock market crash of 2008-2009 there has been an onslaught of investors filing lawsuits against their stock brokers and brokerage firms for providing them with unsuitable advice. There is a direct inverse correlation with stock index averages and new case filings. In other words, in a down market more cases are filed. Many […]

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