Soreide Law Group is investigating possible investor claims against securities broker Andy Forrest (also known as Dallah Anderson Forrest Jr.) (CRD:  2224283, Greenville, SC). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, one or more investors alleged […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Scott Desando (CRD:  1849321, Red Bank, NJ). Evidently, FINRA sanctioned the securities broker, who worked for Network 1 Financial Securities Inc. Allegedly, Desando engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Desando. FINRA Issues Sanctions To Michael Desando […]

Soreide Law Group is investigating possible investor claims against securities broker Christopher Wright AKA Christopher Warren Wright [CRD#: 4134973, Prescott, AZ]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities. Notably, investors allege sales practice violations in these disputes, including […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Michael Martino AKA Michael Christopher Martino [CRD#: 2579146, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Four Points Capital Partners. Additionally, the securities broker discloses a regulatory enforcement action. However, Martino denies the allegations of […]

Soreide Law Group is investigating possible investor claims against securities broker Anne Debowes AKA Anne Maureen Reynolds [CRD#: 2157405, New Haven, CT]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Advisors. Evidently, investors allege sales practice violations in these disputes, […]

Client Files Investment Dispute About Jason Skyler (TKG, Kovack) FINRA provides important information in regard to securities broker Jason Brando Skyler (CRD#: 4634466, Santa Barbara, California)). Evidently, Skyler worked as a securities broker or financial advisor for Kovack Securities from 2017 to 2020. Also, he worked for TKG Financial LLC from 2006 to 2017. Here […]

Raymond James Client's Suitability Dispute Reportedly Involves Broker Bill Conn Financial Industry Regulatory Authority (FINRA) provides new information in regard to securities broker William Joseph Conn (“Bill Conn”) (CRD#: 1477107, San Francisco, California). Specifically, three investors filed disputes about the securities broker, who worked for Salomon Smith Barney and Raymond James. Here’s more on the […]

Raymond James Clients File Disputes Alleging Sales Practice Violations By Gregory Collier The Financial Industry Regulatory Authority (FINRA) contains current information on disputes involving securities broker Gregory Cline Collier Sr. (Gregory Cline) (CRD#: 1408843, Mount Dora, Florida). Evidently, the securities broker worked for Raymond James Financial Services (April 2005 – present) as securities broker, and […]

Joseph Gunnar Securities Broker Anthony Sica Involved In Investor Suitability Disputes Soreide Law Group brings you this update in regard to securities broker Anthony Sica (CRD#: 1332626, New York, New York). Notably, this securities broker, who worked for Joseph Gunnar And Company LLC since October 2003, is accused of sales practice violations. Specifically, Financial Industry […]