Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to securities broker and financial advisor, Yuting Cheng (Emily Cheng and Yu-Ting Cheng) [CRD#: 5719286, Arcadia, California]. Cheng has maintained registrations with Wells Fargo Clearing Services LLC since December 13, 2022. Other recent associations include BancWest Investment […]

Soreide Law Group is currently conducting an investigation into the activities of Ryan Scott Mallow (also known as Ryan Mallow) [CRD#: 2420445, Jacksonville, Florida], a previously registered broker and financial advisor. Mallow worked with Fidelity Brokerage Services LLC in Jacksonville, Florida, from June 28, 2010, to June 2, 2023. He was previously affiliated with Stratton […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have sustained financial losses involving registered broker and financial advisor, Peter John Clarke [CRD#: 1400419, Palm Beach Gardens, Florida]. Clarke works for Rockefeller Financial LLC and Rockefeller Capital Management since November 12, 2021. His previous associations include Truist Advisory Services Inc., and […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of securities broker and financial advisor, Peter Dieter Nett (also known as P.D. Nett) [CRD: 4506990, The Woodlands, Texas]. Evidently, he has worked with Hilltop Securities Inc. since September 23, 2022. He […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker Michael Thomas Yochum (also known as Mike Yochum) [CRD#: 1126991, San Francisco, California]. Evidently, Michael Yochum is a registered broker and investment advisor with UBS Financial Services Inc., where […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses due to the actions of securities broker Kevin Douglas Houser [CRD#: 2513167, Center Valley, Pennsylvania]. Evidently, Houser joined Ameriprise Financial Services LLC on September 16, 2016, as both a financial advisor and securities broker. His prior affiliations include LPL […]

Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses due to the actions of previously registered broker David Leslie Arlein (CRD#: 7145, Boca Raton, Florida). Known to have been affiliated with Cabot Lodge Securities LLC from March 12, 2014, to October 26, 2022, Arlein has been implicated in […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of securities broker Daniel Edward Brunette (also known as Dan Brunette) [CRD: 813924, Indianapolis, Indiana]. Daniel Brunette has been registered with Cetera Advisors LLC and Cetera Investment Advisers LLC since 2020 and 2022, respectively, and […]