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October 31, 2023
Complaints Concerning Securities Broker Rich Jackman

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses through the actions of Richard W. Jackman (also known as Rich Jackman) [CRD: 2501641, Orange, California]. Particularly, Jackman has been registered with Crown Capital Securities L.P. as both a broker and an investment adviser since December 19, […]

October 15, 2023
Ni Advisors Clients Complain About Yin Zhong

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Yin Yvonne Zhong (CRD: 3203120, Milpitas, California). Zhong has been affiliated with Ni Advisors since February 22, 2018, and was previously associated with Cetera Investment Services LLC from September 25, […]

October 14, 2023
FINRA Bans Broker Tim Melvin

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving Timothy John Melvin (also known as Tim Melvin) (CRD: 2967309, Springboro, Ohio). Melvin was previously registered as both a financial advisor and a broker. Evidently, he was affiliated with Horace Mann Investors, Inc. from February 6, 1998, […]

October 13, 2023
SW Financial Client Complains About Thomas Diamante

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses through securities broker Thomas Diamante (also known as Tom Diamante), CRD#: 1645257 (Babylon Village, New York). Diamante was affiliated with SW Financial from January 24, 2008, to April 17, 2023. Notably, investors brought disputes about Diamante alleging negligence […]

October 12, 2023
FINRA Issues Bar To Aegis’ Surage Perera

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses associated with Surage Kamal Roshan Perera (CRD: 4716321, Melville, New York). Specifically, Perera was affiliated with Aegis Capital Corp. from April 18, 2018, to September 12, 2022, and prior to that, with Maxim Group LLC from November 21, 2017, to […]

October 11, 2023
Complaints Against Ni Advisors’ Shirley Wong

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

October 9, 2023
Independent Financial Group Clients Dispute Robert Turley

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses due to securities broker Robert Turley (CRD: 1519293, New Port Richey, Florida). Specifically, Turley started working for Independent Financial Group, LLC beginning in June 13, 2005. His BrokerCheck Report shows disclosures of unsuitable investment allegations from clients of this firm. […]

October 7, 2023
NSC, UBS Clients Complain About Michael Blueweiss

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Michael Roy Blueweiss (CRD: 728969, Melville, New York). Blueweiss is currently affiliated with Arete Wealth Management, LLC and Arete Wealth Advisors, LLC, where he has been registered since July 21, 2022, and July […]

October 5, 2023
Aegis Investors Complain About Marinos Ballas

Soreide Law Group is actively investigating potential claims on behalf of investors who have suffered financial losses potentially tied to securities broker Marinos Ballas (CRD: 2843677, Melville, New York). Notably, Ballas works for Aegis Capital Corp as of February 19, 2010. Evidently, Aegis Capital Corp clients alleged breach of fiduciary duty and negligence in disputes […]

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