Soreide Law Group is investigating potential claims for investors who have sustained losses attributed to Steven Andrew Hill (also known as Andy Hill) [CRD: 4606358, Atwater, California]. Hill has been registered with Wells Fargo Clearing Services LLC since January 3, 2011. He faces several investor allegations, including misrepresentation and unauthorized investments. By reading further, you'll […]

FINRA BrokerCheck shows that investors filed disputes about Joseph Comiskey Jr. [CRD: 2760646, Ronkonkoma, New York]. His previous employers include Spartan Capital Securities LLC and K.C. Ward Financial. Notably, investor allegations against Comiskey include misrepresentation and breach of fiduciary duty. Below is an overview of the disclosures involving the securities broker. Misrepresentation And Breach Of […]

Soreide Law Group explains investor claims concerning Lickhai Quach [CRD: 2804704, Rockville, Maryland] reported on FINRA BrokerCheck. Evidently, Quach worked for Transamerica Financial Advisors Inc. from January 6, 2012, to March 10, 2023. Notably, FINRA barred the broker, and investors filed disputes alleging sales practice violations. Here’s more on those disclosures. FINRA Claims Failure To […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have experienced losses with Raul Benitez [CRD#: 4457185, Aventura, Florida]. Evidently, he worked for Wells Fargo Clearing Services LLC in Aventura, FL, from 2018 to 2023. Also, he worked for SunTrust Investment Services Inc. in Miami, FL, from […]

Soreide Law Group is investigating potential claims on behalf of individuals who have encountered losses through James Bernthal [CRD: 4871243]. Evidently, he joined Aegis Capital Corp in New York, New York in 2020. Bernthal was also employed with Dawson James Securities Inc. in the same city from 2016 to 2020. Investors are advised to carefully […]

Soreide Law Group is presently reviewing potential claims on behalf of investors who have suffered losses potentially attributed to Delio Eduardo Londono [CRD: 2695744, La Crescenta, California]. Evidently, he worked for SagePoint Financial Inc. from May 6, 2010, to September 16, 2020. On FINRA BrokerCheck, Londono disclosed multiple allegations outlined below. Sagepoint Financial Investor Alleged […]

Soreide Law Group is examining potential claims for individuals who encountered financial setbacks due to the actions of securities broker Peter Lawrence [CRD#: 2695687, Hauppauge, New York]. Lawrence was employed with American Portfolios Financial Services Inc. in Hauppauge, NY from January 8, 2019, to November 21, 2023, after his employment with Questar Capital Corporation in […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have encountered financial setbacks potentially linked to the actions of securities broker Rebecca King Wah Ng-Tsang [CRD#: 5578435, Bellevue, Washington]. Ng-Tsang was previously affiliated with Cetera Investment Services LLC in Bellevue, Washington, from January 3, 2013, to November 11, 2021. This overview […]

Soreide Law Group is investigating potential claims on behalf of investors who have incurred financial losses due to the actions of Mark Steven Elias (CRD#: 2938707, Houston, Texas). Elias, who has been registered with UBS Financial Services Inc. since January 31, 2003, is involved in investor disputes that have alleged investment-related misconduct. The focus of […]