Investors potentially experienced sales practice violations due to securities broker Michael Clifford Graham [CRD: 3263494, El Paso, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Graham worked for LPL Financial LLC from April 24, 2019 to June 23, 2025, and for Principal Securities Inc. from January 26, 2012 to May 2, […]

Investors potentially experienced sales practice violations due to securities broker Anthony Stephen Jovanovich (also known as Tony Jovanovich) [CRD: 2948544, Elgin, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Jovanovich worked for Wintrust Investments LLC from June 1, 2012 to January 23, 2025. He currently works for LPL Financial LLC as […]

Investors may have incurred losses due to securities broker Teddy R Ezzell III [CRD: 1527524, Fort Collins, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ezzell has worked with LPL Financial LLC since December 15, 2014, and with Western Wealth Management LLC since June 22, 2016. Below, you can learn more about […]

Investors may have incurred losses due to securities broker Francis Dewey Burke Jr. (also known as JR Burke) [CRD: 841681, Berwyn, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Burke has been employed with M Holdings Securities Inc. since September 17, 2001, as a broker and since November 24, 2004, as an […]

Investors supposedly complained about securities broker Francisco Javier Cabral [CRD: 5257195, Greenwich, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Francisco Cabral worked for David Lerner Associates Inc. in White Plains, New York, from January 5, 2007, to October 20, 2021, and has worked with Ameriprise Financial Services LLC in Greenwich, Connecticut, […]

Investors might have sustained losses because of securities broker Sean Patrick McGerr [CRD: 2676426, Lincoln, Nebraska], based on publicly available information reported on FINRA BrokerCheck. Sean McGerr worked for UBS Financial Services Inc. from February 20, 2009, to February 23, 2021, and works for Wells Fargo Clearing Services LLC and Wells Fargo Advisors since February […]

Investors might have sustained losses due to securities broker Mark Norman Miller [CRD: 1142801, White Bear Lake, Minnesota], based on publicly available information reported on FINRA BrokerCheck. Mark Miller has worked with LPL Financial LLC since February 8, 2010, and has also served as an investment adviser with the same firm since April 26, 2011. […]

Investors apparently complained about securities broker Antoine Samir Abi Nader (also known as Tony Abi Nader and Antoine Samir Abinader) [CRD: 4700969, Northridge, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abi Nader worked for Western International Securities Inc. from April 6, 2018, to June 5, 2025, and currently serves as a […]

One or more investors might have sustained losses because of securities broker John Colwell Kauzlarich (also known as Jake Kauzlarich) [CRD: 5096866, Overland Park, Kansas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kauzlarich has worked with Park Avenue Securities LLC since August 14, 2008, and has also served as an investment adviser […]