First Allied Client Indicates That Broker Mike Azad Caused Investment Losses Soreide Law Group has come across information suggesting that one or more investors filed disputes about First Allied Securities broker Masood Hussain “Mike” Azad (CRD#: 4798445, League City, Texas). Namely, BrokerCheck confirms that FINRA investigated Azad after First Allied disaffiliated with him for allegedly […]

Clients File Disputes About Invest Financial's Eric Stuckey Clients are coming forward with disputes concerning Eric Stuckey [CRD#: 2445666, Suwanee, Georgia]. Notably, the securities broker, who associated with Invest Financial Corporation from 2009 to 2018, discloses 5 customer disputes about him on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Invest Financial clients indicate in these […]

Oregon Division Of Financial Regulation Bars Laura Shean Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to prior LPL Financial securities broker Laura Shean [CRD#: 2628756, Medford, Oregon]. Not only has Oregon Division of Financial Regulation and FINRA sanctioned the securities broker for unauthorized transactions, but clients also raised serious […]

Broker Kevin Barbalace Possibly Lied To His Clients Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations of improprieties by Corinthian Partners securities broker Kevin Lawrence Barbalace [CRD#: 4456476, Middletown, New Jersey]. Notably, no less than 5 of Barbalace’s clients at Corinthian Partners and Dawson James Securities contested his sales practices. Not only […]

Westminster Clients Indicate Louis Telerico Caused Their Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Louis Telerico [CRD#: 443875, Dayton, Ohio]. Supposedly, at least 16 clients raised serious concerns about the securities broker, who worked for Westminster Financial between 2012 and 2016. Also, FINRA sanctioned Telerico […]

UBS Broker Juan Goytia Discloses 89 Investor Disputes Soreide Law Group is reviewing possible claims of sales practice violations by Juan Goytia (CRD#: 4473937, San Juan, Puerto Rico). Namely, the Financial Industry Regulatory Authority (“FINRA”) reports that the securities broker, who worked for UBS from February 14, 2002 to July 27, 2018, is entangled in […]

DH Hill Investors Indicate Charles Stevens Sold Bad Investments Soreide Law Group is investigating potential investor claims against securities broker Charles Stevens [CRD#: 1698058, Saint Augustine, Florida]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that no less than 5 clients contested the securities recommendations or sales of the securities broker, who joined DH Hill […]

Investors File Suitability Disputes About Carlos Abella Soreide Law Group is investigating potential investor claims of bad securities sales practices by broker Carlos Abella [CRD#: 3207913, Guaynabo, Puerto Rico]. Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports no less than 23 clients who contested the securities recommendations or sales of the securities broker, who joined […]

Merrill Lynch Investors Indicate Broker Juan Barreras Recommended Unsuitable, Misrepresented Investments Investors are voicing complaints and serious concerns in regard to Juan Barreras [CRD#: 1742910, Guaynabo, Puerto Rico]. Supposedly, the securities broker, who began working with Merrill Lynch on June 21, 2010, shows 5 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Supposedly, Merrill […]