Broker Charles Kulch Targeted In Investor Disputes, Massachusetts Securities Division Complaint Soreide Law Group is investigating possible investor disputes against securities broker Charles Chester Kulch (CRD#: 2371584, Nashua, New Hampshire). Critically, the securities broker, who worked for NEXT Financial Group from 2006 to 2020, is the focus of at least 10 investors’ disputes. Not only […]

Client Of Royal Alliance Takes Aim At Broker Sharon Kwan For Purported Misrepresentation The Financial Industry Regulatory Authority (“FINRA”) reports troubling information on BrokerCheck in regard to broker Sharon Melinda Kwan (CRD#: 2578627, Arcadia, CA). Notably, her BrokerCheck record shows that three investors filed disputes, and that FINRA suspended her for violating FINRA rules. Evidently, […]

NYLife Investors Complain About Broker Sudesh Jain Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that seven investor disputes are on the BrokerCheck record of securities broker Sudesh Kumar Jain (CRD#: 1325905, Dayton, Ohio). Evidently, Jain worked for NYLife Securities until 2016 and joined MML Investors Services in August 2017. Notably, investors indicate in […]

Investors File Disputes About Hugh Barndollar's Alternative Investment Sales The Financial Industry Regulatory Authority (“FINRA”) reports troubling information relating to securities broker Hugh “Hobby” Ordway Barndollar III (CRD#: 3027317, Land O’ Lakes, Florida). Evidently, Barndollar worked as a securities broker for firms including  JP Turner Company, Newport Coast Securities and Crown Capital Securities. He has […]

Clients File Investment Disputes About Broker Joel Lansat The investment loss recovery team at Soreide Law Group provides you with this Investor Alert concerning securities broker Joel Lansat (CRD#: 1623241, Palm Beach Gardens, Florida). FINRA BrokerCheck, which houses information about securities brokers, indicates that three investors challenged Lansat’s sales practices. Let’s take a look at […]

Morgan Stanley Clients Take Aim At Broker Jonathan Lonske For Alleged Sales Practice Violations The Financial Industry Regulatory Authority (“FINRA”) reports troubling information on securities broker Jonathan William Lonske (CRD#: 2594921, Boston, Massachusetts). Notably, Morgan Stanley, who Lonske worked for between 2009 and 2020, disaffiliated with him for alleged transgressions. In addition, four investors challenged […]

Broker Cubby Bice Supposedly Recommended Bad Private Placements Investor Alert! FINRA reports that investors have disputed the sales practices of Sagepoint Financial’s Christopher “Cubby” R. Bice (CRD#: 3222439, Greensboro, North Carolina). Apparently, Bice – who has been with Sagepoint as a securities broker and financial advisor since 2005 – might have sold unsuitable securities to […]

LPL Clients Take Aim At Broker Kevin Houser For Alternative Investment Sales Soreide Law Group is contemplating potential FINRA Arbitration Claims or lawsuits on behalf of investors who lost money because of Kevin Douglas Houser (CRD#:  2513167, Center Valley, Pennsylvania). FINRA BrokerCheck shows that Houser worked for a number of well-known securities firms including LPL […]

FINRA Investigating Bankers Life Broker Ryan Tarjanyi For Unauthorized Transactions Soreide Law Group is reviewing possible investor lawsuits against securities broker Ryan Owen Tarjanyi (CRD#: 6065805, Greensburg, Pennsylvania). Notably, the Financial industry Regulatory Authority (“FINRA”) BrokerCheck report on Tarjanyi shows that he maintained employment at ProEquities from 2012 to 2016, Bankers Life Securities from 2016 […]