Investors Allege Losses Due To Shapour Ejlal's Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shapour Ejlal [CRD#: 1247346, New York, New York]. Supposedly, at least 3 clients raised serious concerns about the securities broker, who worked for Aegis Capital Corp. between August 14, 2014 […]

Zachary Feinsilver Allegedly Sold Bad Investments Evidently, investors are voicing complaints and serious concerns in regard to securities broker Zachary Feinsilver [CRD#: 5023830, North Miami Beach, Florida]. Supposedly, the securities broker, who joined FMSbonds on December 8, 2005, shows 5 investor disputes on FINRA BrokerCheck. Notably, FMSbonds clients indicate that Feinsilver recommended unsuitable and misrepresented […]

UBS Broker Teresa Bravo Allegedly Recommends Bad Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of sales practice violations by UBS Financial Services Inc. broker Teresa Bravo [CRD#: 1575928, San Juan, Puerto Rico]. Apparently, at least 27 clients disputed the sales practices of the securities broker. Altogether, these disclosures indicate that […]

National Securities Corp Clients Indicate Thomas Kelly Made Unauthorized Trades Investor disputes are piling on for securities broker Thomas Kelly (CRD#: 2877415, New York, New York). Specifically, Financial industry Regulatory Authority (“FINRA”) shows that no less than 13 investors disputed Kelly’s sales practices. Notably, these investor disputes, which primarily come from clients of National Securities […]

Did Broker Mark Barrand Sell You Bad Annuities The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by securities broker Mark Barrand (CRD#: 4586528, Lone Tree, Colorado]. Specifically, 5 clients brought disputes to challenge Barrand’s recommendations or trading. These disputes suggest that Barrand provided bad investment advice and was responsible for […]

Investors Dispute Broker Donald Padilla's Annuity Sales Soreide Law Group is evaluating potential investor claims of sales practice violations against Donald Padilla (CRD#: 3053711, Alhambra, California). Namely, the securities broker, who worked for Kestra investment Services LLC (2015 to 2018) and National Securities Corporation (2018), reports 3 client disputes, 2 bad employment separations and even […]

Investors Suggest That Dawson James' Travis Lippmann Misrepresented Investments The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct against prior Dawson James securities broker Travis Lippmann (CRD#: 5908823, New York, New York). Evidently, at least two of Lippmann’s clients at Dawson James came forward to dispute his sales practices. Notably, these disputes indicate […]

Merrill Lynch Clients Take Aim At Broker Jacquin Fink Over Allegedly Unsuitable Trading Investor Alert! FINRA BrokerCheck shows that investors continue to dispute the sales practices of Merrill Lynch broker Jacquin Fink (CRD#: 207807, New York, New York). Apparently, no less than 10 Merrill Lynch clients disputed Fink’s sales practices, and all of those claims […]

Losses From Richard Ewing? FINRA BrokerCheck reports troubling allegations of sales practice violations from Ameriprise Financial Services securities representative Richard Ewing (Dickie Ewing) (CRD#: 3189321, Palm Beach Gardens, Florida). Notably, the securities broker, who joined Ameriprise Advisor Services Inc. in 2005 and transitioned to Ameriprise Financial Services in 2009, reports 4 client disputes and 2regulatory […]