Raymond James' Thomas OBrien Involved In Investor Disputes Investors are coming forward with disputes concerning Thomas OBrien [CRD#: 2282208, Shreveport, Louisiana]. Notably, the securities broker, who has worked for Raymond James Associates since 2013, discloses three investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Raymond James Associates clients indicated that OBrien, among other […]

Did Your Advisor Recommend Your Ultra Petroleum Investments? Soreide Law Group wants to know whether your financial advisor caused you to purchase notes or other securities issued by struggling natural gas driller, Ultra Petroleum (OTCQX: UPLC). Namely, for the second time since 2016, the company has filed for Chapter 11 bankruptcy protection. Here’s more: Who […]

Did Your Financial Advisor Recommend Your Investment In PetroQuest? The investment loss attorneys at Soreide Law Group are reviewing possible lawsuits against financial advisors who recommended bonds, notes or other debt securities issued by Louisiana-based energy company, PetroQuest Energy, Inc. (OTC: PQ). Namely, PetroQuest emerged from bankruptcy on February 13, 2019, but this may not […]

Merrill Lynch's Heather Weber Allegedly Sold Unsuitable, Misrepresented Investments Soreide Law Group is reviewing possible investor claims against Heather Peterson Weber (CRD#: 2911524, Clearwater, Florida). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that the securities broker, who joined Merrill Lynch in 2006, is involved in 10 investor disputes. Overall, these lawsuits seem to suggest […]

Wedbush Clients Indicate That Financial Advisor Mark Heiden Breached Fiduciary Duty Investors continue to come forward with disputes about securities broker W. “Mark” Heiden (CRD#: 2885156, Newport Beach, California). Namely, the financial advisor, who worked for firms including Wedbush Securities and Morgan Stanley, reports a whopping 18 investor disputes on FINRA BrokerCheck. Evidently, the majority […]

Did Your Financial Advisor Recommend Hornbeck Offshore Services (HOS, HOSSQ)? Soreide Law Group is reviewing possible investor lawsuits against financial advisors and securities brokers who may have wrongfully sold investments in Hornbeck Offshore (OTC: HOS, HOSSQ). Notably, on May 19, 2020, the Covington, Louisiana-based company filed for Chapter 11 bankruptcy protection in the United States […]

Valaris Plc (NYSE: VAL) Losses Because Of Your Securities Broker Or Financial Advisor? Soreide Law Group is reviewing possible investor claims against securities brokers and financial advisors who inappropriately recommended or even misrepresented investments in Valaris Plc (NYSE: VAL). Namely, as of May 22, 2020, VAL was priced at $0.33. Over the last 5 years, […]

UBS Clients Indicate That Peace Murans Made Unsuitable, Unauthorized Trades Investor Alert! Financial Industry Regulatory Authority ("FINRA") BrokerCheck shows troubling information in regard to former UBS Financial Services securities broker Paul “Peace” William Murans [CRD#: 3266607, Indianapolis, Indiana]. Apparently, at least four clients took issue with the securities broker.  Notably, three of those clients filed […]

Ameritas Clients Indicate Tommy Lawrence Misrepresented Investments Soreide Law Group is investigating potential investor claims of bad business practices by securities broker Thomas “Tommy” H. Lawrence III [CRD#: 1839619, Chapel Hill, Tennessee]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that 3 clients contested the securities recommendations or sales of the securities broker, who worked […]