Investors Indicate That Larry Fawcett Misrepresented Investments Soreide Law Group is looking into potential investor disputes against securities broker Lawrence “Larry” John Fawcett Jr. [CRD#: 5851474, Los Angeles, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) sanctioned the securities broker 3 times between 2017 and 2019. Also, at least 8 clients brought complaints about Fawcett, and […]

Broker Jerry Raines Purportedly Misrepresents Woodbridge Investments To Clients Investors are filing disputes because of the actions of securities broker Jerry Raines [CRD#: 4578689, Kilgore, Texas]. Notably, the securities broker, who worked for Signal Securities and HD Vest Investment Services, reports 17 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, Signal Securities clients […]

Broker Susan Welo Involved In Investor Disputes Soreide Law Group is looking into potential investor disputes against securities broker Susan Welo [CRD#: 1884407, Mayville, North Dakota]. Apparently, North Dakota Securities Department brought a Cease and Desist action against the securities broker, who worked for Cetera Advisor Networks and Securities America. Not only that, but Welos' […]

Broker Jeffrey Larson Involved In Third Investment Dispute Investors are coming forward with disputes concerning securities broker Jeffrey Scott Larson [CRD#: 4836889, Kirkwood, Missouri]. Notably, the securities broker, who associated with Larson Financial Securities from July 2010 to August 2017, reports 3 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, Larson Financial Securities […]

IFG, Berthel Clients File Disputes About Shawn Davis' Alternative Investment Sales Soreide Law Group is looking into potential investor disputes against securities broker Shawn Bruce Davis [CRD#: 2911230, Auburn, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 10 clients took issue with the broker, who worked for Independent Financial Group, Berthel […]

Kentucky Regulator Sanctions Robert Clarke Investor Alert! The Financial Industry Regulatory Authority ("FINRA") reports alarming information in regard to securities broker Robert Steven Clarke [CRD#: 735940, Austin, Texas]. Not only has Kentucky Department of Financial Institutions sanctioned him for unauthorized trading, but 5 or more investors raised serious concerns about the securities broker, who joined […]

Broker Gregory Pease Allegedly Made Unsuitable Trades, Churned Accounts Investors are coming forward with disputes about Gregory T. Pease [CRD#: 2416561, Hoboken, New Jersey]. Evidently, the securities broker, who associated with Merrill Lynch, Morgan Stanley, Wells Fargo and International Assets Advisory, reports a whopping 10 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Mainly, […]

Titan Securities' Walter Parker Allegedly Sold Unsuitable Alternative Investments Investors are filing complaints and lawsuits because of Walter Warren Parker [CRD#: 2131232, Rowlett, Texas]. Evidently, the securities broker, who worked for Titan Securities between 2006 and 2018, reports 13 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Supposedly, Titan Securities clients indicate that Parker […]

MML Ends Employment Relationship With Broker Chander Goel Over Life Insurance Practices Soreide Law Group is looking into potential investor disputes against broker Chander Goel [CRD#: 4588999, New York, New York]. Apparently, MML Investors Services terminated him for suspicious life insurance practices. It seems that Goel possibly used inappropriate life insurance sales practices which may […]