Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to dealings with securities broker Christopher John Passero (CRD: 2517681, Hurricane, West Virginia). Specifically, Passero is registered with Money Concepts Capital Corp and Money Concepts Advisory Service, both located in Hurricane, WV. He has been registered […]

Investors have come forward with complaints about securities broker Rick David Schofield (CRD: 2197999, Lakewood Ranch, Florida). Evidently, the securities broker, who worked for Money Concepts Capital Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Money Concepts Capital Corp. clients allege that Schofield made unsuitable recommendations, recommended investments which poorly performed, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Christopher Passero [CRD: 2517681, Hurricane, West Virginia]. Evidently, investors disputed the sales practices of the securities broker, who worked for Money Concepts Capital Corp. Additionally, the securities broker disclosed a regulatory enforcement action. Read on to learn more about the allegations against Passero. […]

Investors have come forward with complaints about securities broker Ray Reese AKA Ray Gene Reese [CRD#: 1694620, Newark, NJ]. Notably, the securities broker, who worked for Money Concepts Capital Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Money Concepts Capital Corp. clients allege that Reese made unsuitable recommendations and misrepresentations and […]

Money Concepts Capital Corp Clients Allege Unsuitable Investments By Securities Broker Craig Sutherland Soreide Law Group is reviewing potential investor claims to be brought against securities broker Craig Alan Sutherland (CRD#: 2001873, Columbus, Ohio). Evidently, Sutherland worked for Money Concepts Capital Corp as a securities broker from May 1994 to May 2021. Notably, 10 investors […]

Money Concepts Broker Dustin Shafer Barred As Securities Broker, Involved In Investor Disputes Soreide Law Group is reviewing whether to bring investor claims against Money Concepts Capital Corp securities broker Dustin Paul Shafer (CRD#: 4198962, Springfield, Illinois). Notably, as of January 7, 2021, Shafer’s securities broker privileges have been taken away by State of Illinois […]

Investors Indicate Alternative Investments Misrepresented Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by securities broker Ray Gene Reese (CRD#: 1694620, Farmington, Missouri). Namely, five or more investors brought investment disputes to recover losses supposedly caused by Reese, who has worked for Money Concepts Capital Corp since 1997. Here’s more on […]

Money Concepts Broker Christopher Puffer Allegedly Breaches Fiduciary Duty In Connection With Alternative Investment Sales Have you invested with Christopher Puffer [CRD#: 2878141, Louisville, Kentucky]? Notably, the securities broker, who joined Money Concepts Capital Corp. on October 27, 2006, discloses on FINRA BrokerCheck that at least three of his clients challenged his sales practices. In […]