Investors potentially experienced sales practice violations because of securities broker Joe Carroll Doggett [CRD: 1033987, Columbus, Indiana], based on publicly available information on FINRA BrokerCheck. Evidently, Joe Doggett has been registered with Money Concepts Capital Corp since July 21, 2022, and Money Concepts Advisory Service since August 4, 2022. Previously, he worked with Grove Point Investments LLC from August 27, 2010, to July 25, 2022, and JCD Investments LLC from November 10, 2010, to July 20, 2022. See the following summary for details about the disclosures concerning Joe Doggett.
Particularly, on July 28, 2025, a Money Concepts Capital Corp client filed FINRA Arbitration No. 25-01527 about Joe Doggett. Mainly, the client alleged that Doggett was negligent, breached a contract, made negligent misrepresentations, violated state and federal securities laws, and committed elder abuse. Because of this, the client allegedly sustained damages associated with DSTs. Therefore, the client requested compensation from Money Concepts Capital Corp or Doggett. It appears that this arbitration is pending a resolution.
Specifically, an H. Beck Inc. client filed FINRA Arbitration No. 20-01668 about Joe Doggett. Primarily, the client alleged that Doggett overconcentrated accounts in unsuitable direct investments. For this reason, the investor allegedly incurred damages. Consequently, on October 5, 2020, H. Beck Inc. settled this matter by paying the client $6,500 in damages.
Notably, a client of H. Beck Inc. contested Joe Doggett’s sales practices by filing a complaint. Allegedly, Doggett failed to include a supplemental rider when submitting paperwork to a sponsor. It appears that Doggett caused the client to sustain damages linked to life insurance products. Therefore, H. Beck Inc. opted to settle the matter on November 26, 2019, by compensating the client in the amount of $75,000.
Did you suffer any investment-related losses because of Joe Doggett? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Doggett and brokerage firms Doggett worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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