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April 27, 2023
Investors Complain About Scott Wilson

Soreide Law Group is looking into possible investor claims against securities broker Scott Curtis Wilson (CRD: 861144, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that […]

April 24, 2023
FINRA Sanctions Fernando Silva

Soreide Law Group is looking into possible investor claims against securities broker Fernando Silva (CRD: 7326519, Tucson, Arizona). Particularly, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Silva did not cooperate with a FINRA investigation. Here is a brief summary of FINRA’s allegations against Silva. Silva Sanctioned By FINRA For Failure To […]

April 22, 2023
Investors Complain About Shawn Oliver

Soreide Law Group is looking into possible investor claims against securities broker Shawn Oliver (CRD: 2015244, Napa, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Evidently, investors allege sales practice violations in these disputes, including that Oliver […]

April 20, 2023
FINRA Sanctions David Lau

Soreide Law Group has learned of possible investor claims against securities broker David Lau (also known as David Luu) (CRD: 4567411, Santa Rosa, California). Particularly, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Lau engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Lau. Lau Sanctioned By FINRA […]

April 19, 2023
David Jack Discloses Allegations Of Unsuitable Recommendations

Soreide Law Group is looking into possible investor claims against securities broker David William Jack (CRD: 2415526, Paramus, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that Jack […]

April 14, 2023
Darryl Cohen Facing Allegations Of Unsuitable Recommendations

FINRA reports important information about securities broker Darryl Matthew Cohen (CRD: 2786613, Westlake Village, California). Evidently, investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Additionally, the securities broker discloses a regulatory enforcement action. However, Cohen denies the allegations of sales practice violations. Read on to learn more about the […]

March 21, 2023
FINRA Sanctions John Griner

Soreide Law Group is investigating possible investor claims against John Griner (also known as John Frederick Griner) (CRD: 1024669, Athens, Georgia). Notably, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Griner engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Griner. However, please note that Griner denies the […]

February 24, 2023
FINRA Sanctions Miche Jean

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Miche Jean (also known as Miche D. Jean) [CRD: 5918186, Rockville, MD]. Not only has FINRA sanctioned Jean for unauthorized transactions, but investors complained about the securities broker. However, Jean denies the allegations. Read on to learn more about the allegations against Jean. […]

January 30, 2023
Cheryl Young Discloses Allegations Of Unsuitable Recommendations

Investors have come forward with complaints about securities broker Cheryl Young (also known as Cheryl Lynn Young and Cheryl Lynn Sitze) (CRD:  3065471, Incline Village, NV). Evidently, the securities broker, who worked for Morgan Stanley, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Morgan Stanley and Ameriprise Financial Services clients allege that […]

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