Investors might have received losses because of securities broker Christopher Carl Cavallaro [CRD: 2125009, Lighthouse Point, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Cavallaro has worked for LPL Financial LLC since October 7, 2016, and Integrated Wealth Concepts LLC since October 17, 2016. Here’s more about Cavallaro’s disclosures. LPL Financial LLC […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Michael Christopher McFeeley (also known as Mike McFeeley) [CRD: 5505995, York, Pennsylvania]. McFeeley has 16 years of experience in the securities industry, currently employed with LPL Financial LLC since August 14, 2024. Previously, McFeeley worked for OSAIC FA, Inc. from May 14, 2008, to […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Christopher J. Gordon (also known as Chris Gordon) [CRD: 5714224, Annapolis, Maryland]. Christopher Gordon worked for Lincoln Financial Securities Corporation from December 2009 to July 2016, then joined Cambridge Investment Research, Inc., where he was employed from July 2016 to February 2023. He is […]

Ridgewood Energy Corporation, of Ridgewood, New Jersey, manages private investment funds that develop and drill oil and gas projects located in the United States waters in the Gulf of Mexico. Many broker/dealers have sold Ridgewood Funds to their clients without conducting the a proper suitability analysis for such investments. These funds were not suitable for […]

Did you invest in Mountain V Oil and Gas, or Ridgewood Energy Funds I through Z? Typically, investing in an oil and gas deals or limited partnerships can be a speculative venture that may have the risks associated with illiquid investments. When making investments in oil and gas deals or energy limited partnerships, we highly […]