Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Jonathan Micheal Gervaise [CRD: 5492872, Radnor, Pennsylvania]. Gervaise worked for Lincoln Financial Distributors Inc. from September 9, 2019, to April 1, 2022, and also worked for Pruco Securities LLC and Jackson National Life Distributors LLC in the years following. His recent history, however, includes […]

Investors complained about securities broker Randall Blake Barkhurst (also known as Randy Barkhurst) [CRD: 2104888, Tualatin, Oregon], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randall Barkhurst worked for Pruco Securities LLC since December 17, 1990, and Prudential Financial Planning Services since October 13, 2008. The following information is an overview of […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Saimir Astrit Prapaniku (also known as Sam Prapaniku) [CRD: 5499421, Encino, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saimir Prapaniku worked for US Bancorp Investments Inc. from June 17, 2013, to April 22, […]

Investors possibly experienced losses because of securities broker Robert Frederick Blake [CRD: 22955, Greenwood Village, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robert Blake worked for Cambridge Investment Research Inc. from November 19, 2012, to December 31, 2018. Here’s an overview of the securities broker’s disclosures. Cambridge Investment Research Inc. […]

Investors might have sustained losses due to securities broker Roy Chuck Waugh [CRD: 2130562, Lawton, Oklahoma], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Roy Waugh joined Ameriprise Financial Services LLC on May 6, 1991. Here’s more about the securities broker’s disclosures. Ameriprise Financial Services Client Accused Waugh Of Beneficiary Change Issue […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Ronnie Lynn Cochran [CRD: 2104444, Lincoln, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronnie Cochran joined NYLIFE Securities LLC in April 1999. Read below for additional information about Ronnie Cochran’s disclosures. NYLIFE Securities […]

Investors possibly experienced losses due to securities broker Ronald Michael Reilly (also known as Ron Reilly) [CRD: 1275745, Park City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronald Reilly joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on January 3, 2011. Read below for additional information about Ronald […]

Investors possibly experienced losses because of securities broker Michael Thomas Damon [CRD: 4501030, Medway, Massachusetts], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Damon joined NYLIFE Securities LLC in 2002 and Damon Financial LLC in 2016. Continue reading to learn more about Michael Damon’s disclosures and what steps affected investors […]

Investors might have sustained losses due to Michael Perron Shoemaker [CRD: 5836113, Atlanta, Georgia]. Evidently, Michael Shoemaker joined Bankers Life Securities Inc. on May 26, 2016. Below, readers can learn more about the disclosures surrounding Shoemaker's conduct and the implications for those affected. Bankers Life Securities Inc. Investor Accused Shoemaker Of Unsuitable Recommendations Particularly, on […]