Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
January 20, 2024
Michael Rosenmayer Facing Client Disputes Concerning Investment Advice

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors have filed suitability disputes about securities broker Michael Howard Rosenmayer [CRD: 2352488, Los Angeles, California]. Evidently, he joined Oppenheimer Co. Inc. on June 14, 2007. Below, investors can learn more about these disclosures about the securities broker. Michael Rosenmayer Disclosed Breach Of Contract Allegations By Oppenheimer […]

November 30, 2023
Investigation Into Cetera Broker Yuting Cheng

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to securities broker and financial advisor, Yuting Cheng (Emily Cheng and Yu-Ting Cheng) [CRD#: 5719286, Arcadia, California]. Cheng has maintained registrations with Wells Fargo Clearing Services LLC since December 13, 2022. Other recent associations include BancWest Investment […]

November 20, 2023
Wells Fargo Investors Complain About Leigh Einhorn

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who have suffered losses due to the actions of securities broker Leigh Eran Einhorn [CRD: 3000924, Summit, New Jersey]. Einhorn has been registered with Wells Fargo Clearing Services LLC since October 2000 and with Wells Fargo Advisors since January 2004. Investor […]

November 17, 2023
FINRA Issues Sanction To John Barrett

Soreide Law Group is currently investigating potential claims on behalf of individuals who may have suffered financial losses due to the actions of securities broker and financial advisor, John Kevin Barrett [CRD#: 4748518, Westlake Village, California]. Evidently, Barrett worked for Emerson Equity LLC in Westlake Village, CA, from January 7, 2015, to February 3, 2021. […]

October 12, 2023
FINRA Issues Bar To Aegis’ Surage Perera

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses associated with Surage Kamal Roshan Perera (CRD: 4716321, Melville, New York). Specifically, Perera was affiliated with Aegis Capital Corp. from April 18, 2018, to September 12, 2022, and prior to that, with Maxim Group LLC from November 21, 2017, to […]

October 6, 2023
Sanction, Investor Dispute Disclosures By Mark Bierdeman

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses because of Mark Ryan Bierdeman (CRD#: 2809412, Fargo, North Dakota). Bierdeman has been affiliated with Ameriprise Financial Services, LLC in Fargo, North Dakota since January 1, 1997, as a securities broker and since April 12, 2000, as a […]

September 12, 2023
Thomas Tibaldi Discloses Allegations Of Breach Of Fiduciary Duty

Investors have come forward with complaints about Thomas Paul Tibaldi [CRD: 2672406, East Meadow, New York]. Evidently, the securities broker, who worked for Citigroup Global Markets Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Citigroup Global Markets Inc. clients allege misrepresentation and breach of fiduciary duty. For more on these disclosures […]

September 5, 2023
Investors File Disputes About Roberto Leslie

Soreide Law Group is investigating possible investor claims against securities broker Roberto Leslie (also known as Robert Leslie) [CRD: 2755940, Brooklyn, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Evidently, investors allege sales practice violations in these […]

August 31, 2023
Mobile Infrastructure Corp. Losses?

At Soreide Law Group, we're actively probing into the potential investor claims tied to broker-dealers. There are concerns that some might have inappropriately advised for investors to purchase Parking REIT (recently rebranded as Mobile Infrastructure Corp.). Update on Net Asset Value (NAV) Shares of Mobile Infrastructure Corporation are reportedly valued at $14.76 per share as […]

1 11 12 13 14 15 17
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved