Latest Securities Lawyer News

Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]

Andrew Jacob Marinos, also known as Andy Marinos (CRD: 4317707), is a securities broker based in Mission Viejo, California. His Financial Industry Regulatory Authority (FINRA) BrokerCheck record includes a client arbitration claim alleging investment losses. Marinos has worked for Charles Schwab Inc. since April 12, 2007. Read on for more about the claim and the […]

Samuel Jonathan Duckett [CRD: 5820876], a securities broker based in Austin, Texas, disclosed a pending client complaint alleging possible investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Duckett worked for Morgan Stanley from February 25, 2020, to July 17, 2026, and joined UBS Financial Services on July 15, 2026. Here is a […]

Nicholas James Centis, also known as Nick Centis (CRD: 6187468), is a securities broker based in San Francisco, California. A client alleges that he made an unsuitable investment recommendation that caused losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Stifel Nicolaus Company Incorporated from December 4, 2015, to October 26, […]

Investors apparently complained about securities broker Christopher Wayne Dunlevy [CRD: 4909656, Flagstaff, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dunlevy has worked for Aspen Trail Wealth Management LLC since July 22, 2015. Keep reading to learn more about Dunlevy’s client dispute disclosures. Aspen Trail Client Accused Dunlevy Of Mismanagement Particularly, a […]

Investors potentially incurred losses because of securities broker Daniel Lee Becraft [CRD: 2877734, Seattle, Washington], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Becraft has worked for Morgan Stanley since June 1, 2009. Read on to find out more about Becraft’s client dispute disclosures. Becraft Accused Of Unsuitable Trading By Morgan […]

Investors potentially experienced sales practice violations by securities broker Kenneth Joseph Vercellino (also known as Kenny Vercellino) [CRD: 2583864, San Francisco, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vercellino worked for J.P. Morgan Securities LLC from July 29, 2010, through February 26, 2022, and has worked for Raymond James Associates Inc. […]

Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]

Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]