Investors have reportedly disputed the sales practices of securities broker Christopher A. Pesce [CRD: 3274301, Melville, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pesce worked for UBS Financial Services Inc. from October 18, 2010, to November 21, 2025, before joining Wells Fargo Advisors Financial Network LLC and Wells Fargo […]

Investors potentially experienced sales practice violations by securities broker Michael John Wagner [CRD: 4465334, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Wagner worked for Morgan Stanley in Atlanta, Georgia, since March 16, 2012, as both a broker and investment adviser. Investors are encouraged to continue reading […]

Investors potentially experienced sales practice violations by securities broker John Zingale Schiro [CRD: 5828193, Dallas, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schiro has been registered with Raymond James Associates Inc. since January 23, 2026, and previously worked for Wealth Enhancement Brokerage Services LLC and Wealth Enhancement Advisory Services […]

Investors potentially incurred losses because of securities broker Gerald O’Niell McGinley (also known as Gerry McGinley) [CRD: 1811084, Westport, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gerald McGinley worked for UBS Financial Services Inc. from December 2, 2015, to the present. See the following information to learn more about […]

Investors apparently complained about securities broker Scott S. Gregory [CRD: 4426847, Decatur, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Gregory worked for Benjamin F. Edwards Company Inc. from July 3, 2023, to November 26, 2025. See the following information to find out more about this broker’s disclosures and what they […]

Investors potentially incurred losses because of securities broker James Patrick Doherty III [CRD: 859882, Trail Creek, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Doherty has worked for Morgan Stanley beginning June 1, 2009, and remains registered with the firm. Continue reading to discover more about the disclosures involving this […]

Investors potentially experienced sales practice violations by securities broker James Claude Britt (also known as J.C. Britt) [CRD: 4523267, Vero Beach, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Britt has been registered with Morgan Stanley as a broker since September 8, 2010, and as an investment adviser […]

Investors have reportedly disputed the sales practices of securities broker Adam Kennon Brown [CRD: 4905935, Jonesboro, Arkansas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown has been registered with St. Bernard Financial Services Inc. since November 8, 2012, where he serves as both a broker and investment adviser. Investors are […]

Investors potentially experienced sales practice violations due to securities broker Michael Barry Lipschutz [CRD: 2824722, Rochester, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lipschutz worked for UBS Financial Services Inc. from September 10, 2012, to April 18, 2022. Read on to learn more about the disclosures concerning Lipschutz. Client […]