Investors reportedly complained about securities broker Matthew C. Haverty (also known as Matt Haverty) [CRD: 4618183, Leawood, Kansas], according to disclosures on FINRA BrokerCheck. Notably, Haverty joined RBC Capital Markets LLC on February 8, 2019, operating from their office in Leawood, Kansas. Prior to that, he worked for Morgan Stanley from June 1, 2009 to […]

Investors reportedly complained about securities broker Adam Edward Brunin [CRD: 4407663, Fort Collins, Colorado], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Brunin worked for Sigma Financial Corporation from November 8, 2005 to February 22, 2016. He is President of Navigation Wealth Management Inc. as of February 2016, and […]

Investors might have sustained losses due to securities broker Mario Joseph Payne [CRD: 5445757, Jacksonville, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mario Payne worked for Raymond James Financial Services Inc. from May 3, 2013, to February 12, 2019. Below, you can find important information about the disclosures […]

Investors potentially experienced losses due to securities broker Mark Edward Brooks [CRD: 2174252, Troy, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mark Brooks has worked for Northwestern Mutual Investment Services LLC since September 19, 1991. Keep reading to learn more about the disclosures involving this securities broker and what they […]

If you’ve invested in American Strategic Investment Co. (formerly known as New York City REIT), there’s a good chance you’ve felt the sting of its poor performance. What was once sold as a promising investment in New York commercial real estate has become a financial headache for many. Here’s a breakdown of what’s been happening […]

Walgreens has officially suspended its quarterly dividend payments, marking the end of a long tradition. The decision underscores the financial pressure the company is facing and highlights broader risks for investors, especially those involved in real estate investment trusts (REITs) where Walgreens is a key tenant. How Walgreens' Troubles Impact REITs The financial health of […]

If you’ve invested in Four Springs Capital Trust and found yourself facing unexpected losses, you’re not alone. This real estate investment trust (REIT) has drawn attention recently for a series of decisions that have left many investors questioning the soundness of the recommendation they received from financial advisors. Withdrawn IPO Plans Four Springs Capital Trust […]

Investors reportedly may have incurred losses due to securities broker Stephen Herman Wedel (also known as Steve Wedel) [CRD: 1221992, Naples, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Wedel has worked for Private Client Services LLC since June 4, 2018, and RFG Advisory LLC since August 11, 2014. Previously, he worked […]

Investors might have sustained losses due to securities broker Phillip Chien-Cheng Kao [CRD: 4654233, San Rafael, California], according to disclosures on FINRA BrokerCheck. Evidently, Kao worked for Portsmouth Financial Services from August 2, 2021, to December 31, 2024, and Woodbury Financial Services Inc. from September 4, 2015, to August 4, 2021. He is currently registered […]