One or more investors potentially experienced sales practice violations because of securities broker Stanely Kent Patrick Jr. [CRD: 6087163, Valdosta, Georgia], according to publicly available information reported on FINRA BrokerCheck. Stanley Patrick worked for LPL Financial LLC from August 26, 2014, to August 16, 2019. See the following information to understand more about the disclosures […]

Investors might have sustained losses due to securities broker Daniel Tuan Kien Loy (also known as Tuan Loy) [CRD: 3029654, Milpitas, California], according to disclosures on FINRA BrokerCheck. Evidently, Daniel Loy has worked with Independent Financial Group LLC following his registration with Voya Financial Advisors. Check out the following information about the disclosures involving this […]

Investors potentially experienced losses because of securities broker Todd Ryan Blessing [CRD: 4369846, Cincinnati, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Todd Blessing worked for CUSO Financial Services L.P. from October 19, 2011, to May 15, 2025, and is currently working with LPL Financial LLC as of May […]

Investors might have sustained losses due to securities broker Karry Jean Maciak (also known as Karoline Maciak) [CRD: 4332863, Walnut Creek, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Maciak has worked for LPL Financial LLC since October 2, 2013, operating out of several California offices including Walnut Creek, Concord, Albany, […]

Investors possibly experienced losses because of securities broker Eric Vance Kubiak [CRD: 4637674, Cheektowaga, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Eric Kubiak worked for Ameriprise Financial Services LLC from August 12, 2008, to April 6, 2023. Check out the following information about the disclosures involving this […]

One or more investors apparently complained about securities broker Terry Eugene Harris [CRD: 2653757, Rolla, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Terry Harris worked for Money Concepts Capital Corp from October 3, 2011, to December 31, 2019. Below, you can find important information about Terry Harris’s disclosures. Money Concepts […]

One or more investors apparently complained about securities broker Todd William Walker [CRD: 2503388, Biloxi, Mississippi], according to disclosures on FINRA BrokerCheck. Evidently, Todd Walker has been registered with Centaurus Financial Inc. at its Centennial, Colorado, branch since January 12, 2005, and registered as an investment adviser with the same firm since January 9, 2012. […]

Investors potentially experienced losses due to securities broker Hugh James McGuire [CRD: 1858293, Collingswood, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hugh McGuire worked for Hornor, Townsend Kent LLC from April 11, 2003, to August 2, 2022. Below, you can learn more about McGuire’s disclosures and a […]

Investors potentially experienced sales practice violations due to securities broker Peter Allen Barry [CRD: 2235548, Los Angeles, California], based on disclosures through FINRA’s BrokerCheck. Evidently, Peter Barry has been registered with Raymond James Associates Inc., located at 10250 Constellation Blvd. Suite 850, Los Angeles, California, since April 18, 2018, and has also been associated with […]