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July 7, 2022
Debra Bourne In First Standard, NSC Investor Disputes

Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]

July 7, 2022
Kevin McKenna In Stifel Nicolaus Investor Disputes

Stifel Nicolaus Investors Bring Disputes About Broker Kevin McKenna Soreide Law Group is reviewing investor complaints concerning securities broker Kevin Patrick McKenna (CRD#: 1886142, Wausau, Wisconsin), as disclosed on FINRA BrokerCheck. It appears that the disclosures involving McKenna concern his employment Stifel Nicolaus. Here’s more about the allegations of breach of fiduciary duty and unauthorized […]

July 7, 2022
Jorge Alfonso (Infinex) Facing Investor Dispute

Clients Of Infinex Investments, Deutsche Bank Securities File Disputes About Broker Jorge Alfonso FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Jorge Luis Alfonso (CRD#: 4728979, Coral Gables, Florida) and that those violations resulted in damages. Evidently, Alfonso was a securities broker at Deutsche Bank Securities Inc. and Infinex Investments Inc. […]

July 7, 2022
Peter Budd In Benjamin F. Edwards Client Disputes

Benjamin F. Edwards Clients File Disputes About Broker Peter Budd Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Peter Charlton Budd aka “Jay Budd” (CRD#: 1337006, Morristown, New Jersey). Notably, Budd discloses information about investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Budd was a […]

July 6, 2022
Belk Daughtridge Facing Investor Complaints

Raymond James, Morgan Stanley Clients Voice Concerns About Securities Broker Belk Daughtridge Soreide Law Group is reviewing investor complaints concerning securities broker John Belk Daughtridge “Belk Daughtridge” (CRD#: 2735851, Mount Pleasant, South Carolina), as disclosed on FINRA BrokerCheck. Evidently, Daughtridge worked for Citigroup Global Markets, Morgan Stanley, and Raymond James & Associates. Read further to […]

May 20, 2022
Dudley Stephens Barred As Securities Broker

Broker Dudley Stephens Sanctioned By FINRA, Involved In An Investor Dispute Soreide Law Group is reviewing investor complaints concerning securities broker Dudley Franklin Stephens “Stephen Franklin Dudley” (CRD#: 4119268, New York, New York), as disclosed on FINRA BrokerCheck. It appears that Stephens worked for Coastal Equities (2016 to 2018) and Prospera Financial Services (2014 to […]

May 18, 2022
Jesus Rodriguez Involved In Morgan Stanley Investor Dispute

Morgan Stanley Clients Allege Damages In Disputes About Broker Jesus Rodriguez The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Jesus Rodriguez “Jesus Rodriquez” (CRD#: 4888685, El Paso, Texas). Evidently, Rodriguez worked for securities firm Morgan Stanley from 2009 to 2021. Notably, he faces allegations of unsuitable and unauthorized trading […]

May 14, 2022
Jeff Cleckner In Waddell Reed Investor Dispute

Securities Broker Jeff Cleckner Discloses Disputes By Waddell Reed Clients, First Union Clients FINRA BrokerCheck shows disputes about Jeffrey Dale Cleckner “Jeffery Dale Cleckner” (CRD#: 2500377, Indianapolis, Indiana). Evidently, Cleckner worked as a securities broker and financial advisor for Waddell Reed from 2011 to 2017. Previously, he worked for First Union Securities. You’ll want to […]

May 14, 2022
Timothy Cunningham Involved In JP Morgan Investor Dispute

Broker Timothy Cunningham Involved In JP Morgan Client Disputes Regarding Unauthorized Trading Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Timothy Joseph Cunningham (CRD#: 4472387, White Plains, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham worked […]

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