BrokerCheck Reports Disputes About George Nikolakakos For Advice Soreide Law Group is investigating the advancement of certain lawsuits against securities broker George Nikolakakos (CRD#: 2907561, Omaha, Nebraska). Critically, five investors brought disputes which suggest that the broker caused their investment losses. Here’s what we know so far. Four Points Client Indicates George Nikolakakos Provided Unsuitable […]

Broker Jeffrey Broten Barred For Refusing To Comply With Investigators The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by securities broker Jeffrey A. Broten (CRD#: 1006678, Morristown, New Jersey). Broten has worked for National Securities Corporation, First Standard Financial Company and Newbridge Securities Corp. Recently, FINRA barred Broten as a […]

Broker Brian Roth Reportedly Breached A Fiduciary Duty To Investors And Made Bad Investment Recommendations The investment loss lawyers at Soreide Law Group provide you this investor alert in regard to problem securities broker Brian Robert Roth (CRD#: 4607595, Chester, New Jersey). Apparently, no less than three investors filed disputes about the securities broker, who […]

Morgan Stanley Broker Bobby Kolev Makes Unauthorized Trade, Client Indicates Soreide Law Group provides you this investor alert update in regard to securities broker Borislav Valentinov Kolev otherwise known as Bobby Kolev (CRD#: 3024003, Aventura, Florida). Financial Industry Regulatory Authority (“FINRA”) confirms that investors filed disputes about the securities broker. These disputes indicate that Kolev […]

PeachCap's Shelley Eddy Supposedly Sold Clients Unsuitable Investments Investor Alert! Investors are bringing lawsuits or complaints about Shelley L. Eddy (CRD#: 4862159, Atlanta, Georgia). In fact, just in 2020 alone, seven investors complained about Eddy’s sales practices suggesting that Eddy caused their losses. Nearly all disputes pertain to Eddy’s actions at PeachCap Securities and PeachCap […]

Broker Rich Coleman Suspended By FINRA Again Soreide Law Group is examining whether to bring investor lawsuits against securities broker Richard James Coleman (CRD#: 2720422, Melville, New York). Specifically, Coleman is presently under a FINRA suspension for not paying a FINRA Arbitration Award. Not only that, but FINRA issued him a hefty two-year suspension along […]

Clients Of Forta, Presidental Brokerage Take Aim At Broker Greg Williams Who Allegedly Breached A Fiduciary Duty Soreide Law Group is contemplating whether to bring investment-related lawsuits against securities broker Gregory Jon Williams (CRD#: 1561089, Greenwood Village, Colorado). The most alarming thing about Williams – who is in his 10th year as a Forta Financial […]

FINRA Contends That Broker Steven Luftschein Made Excessive Trades Causing Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) brought a regulatory action against Steven R. Luftschein (CRD#: 2690117, Huntington, New York) – also known by the name Steven Lerner. Specifically, in May 2020, the watchdog accused the securities broker of both violating fraud […]

Spencer Winston Clients Indicate Ezri Shechter Made Unsuitable, Unauthorized Trades Soreide Law Group is investigating possible claims against Ezri Shechter (CRD#: 2772177, Jersey City, New Jersey). Namely, the securities broker, who worked for Spencer Winston from 2004 to 2020, reports investor disputes about his sales practices. Not only that, but Financial Industry Regulatory Authority (“FINRA”) […]