Broker Todd Micciche (CUNA Brokerage Services) Involved In Investor Dispute Investment loss recovery counsel at Soreide Law Group provide you with this update in regard to securities broker Todd Douglas Micciche (CRD#: 4740375, Portland, Oregon). It appears that Micciche worked for Key Investment Services LLC from 2011 to 2015 as financial advisor and securities broker. […]

Morgan Stanley Investor Complains About Broker Nordo Nissi's Investment Recommendations Soreide Law Group comes to you with an update in regard to securities broker Nordo Mauro Nissi (CRD#: 1666385, Boston, Massachusetts) who is involved in three investment disputes. Notably, the securities broker, who worked for Morgan Stanley (2004 to 2018) and MS Howells (2018) faces […]

Securities Broker Jack McBride (B Riley, Ameriprise) Involved In Investor Disputes Soreide Law Group provides you with important information in regard to securities broker Jack B. McBride (CRD#: 2517946, Plymouth, Michigan), who works for B Riley Wealth Management as both a financial advisor and securities broker. Specifically, FINRA BrokerCheck shows that investors of B Riley […]

FINRA Investigating Securities Broker David Melilli (SagePoint, Cambridge Investment Research) Soreide Law Group provides you with important investor-related information in regard to securities broker David John Melilli (CRD#: 5254172, Moorestown, New Jersey). Evidently, Melilli worked for SagePoint Financial from 2010 to 2019, LPL Financial in 2018, and Cambridge Investment Research from 2019 to 2020. Namely, […]

Securities Broker Jay Weiser (Des Pain Financial) Involved In Investment Disputes The Financial Industry Regulatory Authority (“FINRA”) reports new important information in regard to securities broker Jay R. Weiser (CRD#: 1511042, Collinsville, Illinois). Notably, the securities broker, who worked for Des Pain Financial Corporation from June 2000 to June 2018, is involved in two investor […]

Investor Disputes Involving David Krispeal Allege Unauthorized, Excessive Trading The Financial Industry Regulatory Authority (FINRA) reports important information that you should know in regard to securities broker Solomon David Krispeal (CRD#: 2735776, Hauppauge, NY). Notably, at least 8 investors filed disputes (complaints, FINRA Arbitration Claims) alleging that Krispeal engaged in sales practice violations including excessive […]

Investors Of Cantella And Oppenheimer File Disputes About Broker David Pawloski It appears through Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that there are six investors who brought disputes about securities broker David Pawloski (CRD#: 1438717, Red Bank, New Jersey). Evidently, Pawloski worked for Oppenheimer Co. from 2002 to 2018 and he joined Cantella Co. as […]

LPL Investors Take Issue With Kevin McCallum's Medley Capital Corp Investment Recommendations The Financial Industry Regulatory Authority (“FINRA”) reports new information in regard to securities broker Kevin Marshall McCallum (CRD#: 2222586, Birmingham, Alabama). Namely, five investors brought disputes in regard to this securities broker, who worked for LPL Financial LLC from May 2012 to July […]

Wells Fargo Clients File Disputes In Regard To David Logsdon The Financial Industry Regulatory Authority (“FINRA”) indicates that investors filed disputes about securities broker David Michael Logsdon (CRD#: 4178266, Hailey, Idaho). Namely, there are five disputes reported on Logsdon’s record alleging sales practice violations. In addition, FINRA issued a fine and suspension to Logsdon for […]