Newbridge Broker Austin Dutton Supposedly Misrepresents Alternative Investments Droves of Investors are bringing lawsuits or complaints about securities broker Austin R. Dutton Jr. (CRD#: 2739167, Los Angeles, California). In fact, the Financial Industry Regulatory Authority (“FINRA”) shows that 23 investors have filed disputes about the sales practices of the securities broker, who worked for securities […]

Did Your Financial Advisor Recommend Alerian Energy Infrastructure And MLP Capital Strength Portfolio Series 11 (CAMIKX)? Soreide Law Group is evaluating possible investor claims against securities brokers and financial advisors who might have sold unsuitable and misrepresented investments including Guggenheim Defined Portfolios’ Alerian Energy Infrastructure and MLP Capital Strength Portfolio Series 11 (NASDAQ: CAMIKX). Who […]

American Capital Partners Clients Indicate That Broker Anthony Vultaggio Sold Bad Private Placements Investor Alert! Soreide Law Group is investigating possible claims of sales practice violations against securities broker Anthony Vultaggio Jr. (CRD#: 5292477, East Meadow, New York). Notably, at least two investors disputed the actions of the securities broker, who worked for American Capital […]

Broker James Kirchner Allegedly Sells Unsuitable Investments Soreide Law Group is reviewing possible investor claims of sales practice violations by broker James R. Kirchner (CRD#: 2852217, Chicago, Illinois). Evidently, seven investors brought claims about the broker, who worked for firms David A. Noyes & Company (2014 to 2018), IFS Securities (2019) and Cabot Lodge Securities […]

Did Your Financial Advisor Recommend Your Investment In PetroQuest? The investment loss attorneys at Soreide Law Group are reviewing possible lawsuits against financial advisors who recommended bonds, notes or other debt securities issued by Louisiana-based energy company, PetroQuest Energy, Inc. (OTC: PQ). Namely, PetroQuest emerged from bankruptcy on February 13, 2019, but this may not […]

Valaris Plc (NYSE: VAL) Losses Because Of Your Securities Broker Or Financial Advisor? Soreide Law Group is reviewing possible investor claims against securities brokers and financial advisors who inappropriately recommended or even misrepresented investments in Valaris Plc (NYSE: VAL). Namely, as of May 22, 2020, VAL was priced at $0.33. Over the last 5 years, […]

Berthel Fisher's Alvery Bartlett Allegedly Sold Bad Alternative Investments Soreide Law Group is reviewing possible investor claims against securities broker Alvery Anthony Bartlett Jr. (CRD#: 13975, Saint Louis, Missouri). Notably, Financial Industry Regulatory Authority ("FINRA") BrokerCheck shows that at least 3 clients raised serious concerns about the securities broker, who worked for Berthel Fisher Company […]

Clients File Disputes About Invest Financial's Eric Stuckey Clients are coming forward with disputes concerning Eric Stuckey [CRD#: 2445666, Suwanee, Georgia]. Notably, the securities broker, who associated with Invest Financial Corporation from 2009 to 2018, discloses 5 customer disputes about him on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Invest Financial clients indicate in these […]

Legend Securities Broker Michael Stanton Allegedly Failed To Supervise, Breached Fiduciary Duty Soreide Law Group is investigating potential investor claims involving securities broker Michael Salvatore Stanton [CRD#: 1448072, New York, New York]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that the securities broker, who was a branch office manager for Legend Securities Corp. from […]