Investors potentially experienced sales practice violations by securities broker Toni Lynn Iannarelli (also known as Toni Lynn Sidona) [CRD: 1193641, Westlake Village, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Toni Iannarelli worked for Western International Securities Inc. and Western International Securities from November 16, 2015, to June 5, 2025, […]

Investors potentially incurred losses because of securities broker Emmet Francis Martin Sr. [CRD: 3053367, Mauldin, South Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin has been registered with Trustmont Financial Group Inc. since August 16, 2010, and with Trustmont Advisory Group Inc. since August 23, 2010. Investors should continue […]

A Kansas regulator fined financial advisor David Gene Cox [CRD: 5518178, Overland Park, Kansas], and one or more investors complained about him, according to SEC Investment Adviser Public Disclosure. Notably, Cox was associated with Brookstone Capital Management LLC from April 10, 2008, to October 15, 2021, CreativeOne Wealth LLC from October 15, 2021, to May […]

Investors apparently complained about securities broker Michael David Kolacz (also known as Mike Kolacz) [CRD: 2566829, Rockwall, Texas], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kolacz has worked for Independent Financial Group LLC as both a broker and financial advisor since June 2023, and previously worked for International Assets Advisory LLC […]

Investors may have suffered financial harm by securities broker Mark Heath Woodward [CRD: 4064469, Tampa, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Woodward has been registered with Kestra Investment Services LLC since March 15, 2013, and with Kestra Advisory Services LLC since May 5, 2016. Read on to learn more about […]

Investors potentially experienced sales practice violations by securities broker Matthew Blaise White [CRD: 3039904, Baytown, Texas], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew White worked for Avantax Investment Services Inc. from January 7, 2000, to September 8, 2025, and Avantax Advisory Services from July 20, 2000, to September 8, […]

Investors potentially incurred losses because of securities broker Jonathan Blount [CRD: 5700831, Ruston, Louisiana], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jonathan Blount has worked for LPL Financial LLC since October 13, 2016, in Ruston, Louisiana. Read on to find out more about disclosures involving Jonathan Blount. LPL Financial Investor […]

Investors apparently complained about securities broker Dean Patrick McDermott [CRD: 1731834, Bethlehem, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McDermott has been associated with McDermott Investment Advisors LLC since September 24, 2004. He has also been with McDermott Investment Services LLC since May 19, 2011. Investors are encouraged to continue reading […]

Investors potentially experienced sales practice violations by securities broker Andrew Martz [CRD: 5118326, Southlake, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Andrew Martz worked for Western International Securities Inc. and Western International Securities from July 13, 2017, and July 14, 2017, respectively, through June 5, 2025, and has been registered with […]