Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Jae Hun Kim (also known as Jae Kim) [CRD: 4620963, Cortlandt Manor, New York]. Jae Kim worked for E1 Asset Management, Inc. from February 2003 to March 2024, a tenure spanning 21 years. Recent disclosures reveal concerns about Kim’s conduct as both financial advisor […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Sanjay Mathur (also known as Sanjay Mather) [CRD: 1144243, Irvine, California]. Mathur has over 41 years of experience in the financial industry, working for nine different firms during his career. Notably, Mathur’s employment history includes his current registration as financial advisor / securities broker […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Victor Alan Lessinger (CRD#: 830821) previously of Boca Raton, Florida. Lessinger’s career spans over 44 years, with employment at nine firms, including Colorado Financial Service Corporation from October 2012 to April 2023. Recent disclosures highlight concerns about Lessinger’s conduct, including regulatory actions and client […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker James Roy Paige [CRD: 1726609, Vero Beach, Florida]. James Paige worked in the securities industry for 36 years, spanning four firms. Since October 31, 2008, he has been employed by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Vero Beach, Florida. Recent […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker George Apolonides (also known as George Apollo) [CRD: 3101928, Garden City, New York]. Apolonides, previously registered as a broker, has over 23 years of experience in the securities industry, with affiliations at seven firms. Most recently, he worked for Spartan Capital Securities, LLC from […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Kabir Gangahar [CRD: 4280828, Omaha, Nebraska]. Kabir Gangahar worked United Planners' Financial Services of America from September 2012 to December 2017. His most recent employment was with KMS Financial Services, Inc. from January 2018 to November 2019. Recent disclosures highlight concerns about Gangahar’s conduct, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Joseph Edward Storzinger (also known as Joe Storzinger) [CRD: 2554671, Liverpool, New York]. Joseph Storzinger worked for American Portfolios Financial Services, Inc. in Massapequa, New York, from March 2017 to December 2018. He later joined Traderfield Securities Inc. in Massapequa, New York, from January […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows important investment-related disclosures about securities broker / financial advisor Deborah Stackpole (also known as Deborah Brown) [CRD: 4969850 Bayville, New Jersey]. Evidently, Stackpole has been employed by Stonecrest Capital Markets Inc. since September 6, 2016, and also works for Stonecrest Advisors Inc. since October 14, 2016. Below, you’ll […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Patrick M. Dever [CRD: 2202204, West Chester, Pennsylvania]. Dever is currently registered with Stifel Nicolaus Company Incorporated, where he has worked since October 30, 2014, as a financial advisor and securities broker. Prior to this, Dever was employed by Morgan Stanley from 2009 to […]