Investors might have sustained losses due to securities broker Rita Mansour [CRD: 1968418, Toledo, Ohio], according to disclosures on FINRA BrokerCheck. Evidently, Mansour has been registered with McDonald Partners LLC since September 15, 2006, as a securities broker and since September 25, 2006, as a financial advisor. Keep reading to learn more about the disputes […]

Investors might have sustained losses due to securities broker David Segarra [CRD: 4482059, Las Vegas, Nevada], according to disclosures on FINRA BrokerCheck. Evidently, Segarra worked for Centaurus Financial Inc. from July 10, 2007, to January 19, 2024, before joining LPL Financial LLC in January 2024. Keep reading to learn more about the disclosures concerning Segarra. […]

Investors might have received losses because of securities broker William Lee Campbell [CRD: 1180015, White Plains, New York], according to disclosures on FINRA BrokerCheck. According to the regulator, Campbell worked for David Lerner Associates Inc. from October 14, 2002, to May 18, 2023. Keep reading to learn more about the securities broker’s disclosures. FINRA Sanctioned […]

Investors reportedly may have incurred losses due to securities broker Vincent Anthony Pallitto Jr. (also known as Vince Pallitto Jr. and Vinny Pallitto Jr.) [CRD: 3236328, Florham Park, New Jersey], according to disclosures on FINRA BrokerCheck. Pallitto has worked for LPL Financial LLC since December 1, 2000. Prior to that, he began his registration as […]

Investors potentially experienced losses because of securities broker Teddy R. Ezzell III [CRD: 1527524, Fort Collins, Colorado], according to disclosures on FINRA BrokerCheck. Ezzell has worked for LPL Financial LLC since December 15, 2014, and Western Wealth Management LLC since June 22, 2016. Read on to learn more about the disclosures concerning Ezzell and how […]

Investors might have sustained losses due to securities broker Surya Metzler [CRD: 4558292, Newport Beach, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Surya Metzler has worked for Centaurus Financial Inc. since November 1, 2011, and Newport Wealth Advisors Inc. since January 9, 2018. Prior to this, he was also registered with […]

Investors might have sustained losses because of securities broker Stephen Edson Bush (also known as Steve Bush) [CRD: 1898917, Weddington, North Carolina], according to disclosures on FINRA BrokerCheck. According to the regulator, Bush has worked for Capital Investment Group Inc. since August 31, 2018, and Capital Investment Advisory Services LLC since September 1, 2018. Previously, […]

Investors might have received losses due to securities broker Shane Alexander Appelbaum [CRD: 4772668, Boca Raton, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Appelbaum has worked for Herbert J. Sims Co. Inc. since March 23, 2004, and Herbert J. Sims Capital Management Inc. since March 8, 2017. Read on to learn […]

Investors potentially experienced losses because of securities broker Shadi Taysir Barakat (also known as Sean Barakat) [CRD: 5031281, New York, New York], according to disclosures on FINRA BrokerCheck. Specifically, Shadi Barakat worked for Alexander Capital, L.P. in Red Bank, New Jersey, from October 21, 2022, to October 24, 2022, and Spartan Capital Securities LLC in […]