Investors potentially experienced losses due to securities broker Jerry Dale Kiefer [CRD: 2271043, Edmond, Oklahoma], according to disclosures on FINRA BrokerCheck. Apparently, Kiefer has been employed by Equitable Advisors since June 2, 2006. Keep reading to learn more about the disclosures involving this securities broker. Equitable Advisors Investor Accused Kiefer Of Unsuitable Recommendations Evidently, an […]

Investors potentially experienced losses because of securities broker James Taylor Davis [CRD: 6646090, Lexington, Kentucky], according to disclosures on FINRA BrokerCheck. It appears that Davis worked for Northwestern Mutual Investment Services LLC from December 13, 2017, to June 21, 2024. Keep reading to learn more about the client disputes regarding Davis. Northwestern Mutual Investment Services […]

Investors apparently complained about securities broker Howard Jeffrey Douglas [CRD: 1043662, Dix Hills, New York], according to disclosures on FINRA BrokerCheck. Apparently, Douglas worked for Equitable Advisors LLC from June 1, 2005, to December 7, 2021. He subsequently registered with APS Wealth Management LLC, American Portfolios Advisors Inc., American Portfolios Financial Services Inc., and currently […]

Investors apparently complained about securities broker Brian Troy Hinson [CRD: 2783737, Huntsville, Alabama], according to disclosures on FINRA BrokerCheck. It appears that Brian Hinson worked for LPL Financial LLC from April 30, 2015 to December 5, 2023. Keep reading to learn more about Hinson’s disclosures involving investor allegations. Lincoln Financial Advisors Corporation Investor Accused Hinson […]

FINRA sanctioned securities broker Blaine Robert Stahlman [CRD: 1189213, Castle Rock, Colorado], according to disclosures on FINRA BrokerCheck. Apparently, Blaine Stahlman worked for Professional Broker-Dealer Financial Planning Inc. from July 6, 1989, to July 8, 2024, and for American Global Wealth Management Inc. beginning May 8, 2023. He is currently registered with First Asset Financial […]

Investors apparently complained about securities broker Andrew David Burish [CRD: 1111163, Madison, Wisconsin], according to disclosures on FINRA BrokerCheck. It appears that Burish has worked at UBS Financial Services Inc. since April 19, 1984, as a securities broker, and since July 26, 1990, as an investment adviser representative. Keep reading to learn more about Burish’s […]

Investors reportedly may have incurred losses due to securities broker Stephen Herman Wedel (also known as Steve Wedel) [CRD: 1221992, Naples, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Wedel has worked for Private Client Services LLC since June 4, 2018, and RFG Advisory LLC since August 11, 2014. Previously, he worked […]

Investors apparently complained about securities broker Edward Terral Hill (also known as Ed Hill) [CRD: 6008804, West End, North Carolina], according to disclosures on FINRA BrokerCheck. According to the regulator, Edward Hill has worked for LPL Financial LLC in North Carolina since March 1, 2018. Previously, he worked for Edward Jones from January 27, 2012, […]

Investors might have sustained losses due to securities broker Phillip Chien-Cheng Kao [CRD: 4654233, San Rafael, California], according to disclosures on FINRA BrokerCheck. Evidently, Kao worked for Portsmouth Financial Services from August 2, 2021, to December 31, 2024, and Woodbury Financial Services Inc. from September 4, 2015, to August 4, 2021. He is currently registered […]