If you invested in Energy Resources 12 LP through David Lerner Associates, you may have concerns about the value of your investment. This investment vehicle, designed to provide individual investors access to the oil and gas industry within the United States, has faced challenges. Below, Soreide Law Group will provide a quick summary of the […]

In recent times, investors in Starwood Real Estate Income Trust (SREIT), managed by Starwood Capital Group, have grown concerned regarding the liquidity and stability of their investments. Given the trust’s recent reduction in its share repurchase plan and the overall decline in its net asset value (NAV), investors may be questioning the soundness of this […]

If you invested in SILA Realty Trust Inc. (formerly known as Carter Validus Mission Critical REIT II), you may have concerns regarding your investment. Below, Soreide Law Group provides a quick summary of the investment, potential concerns for investors, and how a securities attorney can help. Overview Of SILA Realty Trust Inc. SILA Realty Trust […]

Investors might have sustained losses due to securities broker Sterling Carmen Hirsch [CRD: 4867105, Yucaipa, California], and a regulator fined him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hirsch worked for First Allied Securities Inc. from November 15, 2013, to November 7, 2018. He also joined Infinity Financial Services in 2018 […]

Investors complained about securities broker Spencer M. Miller [CRD: 6273107, Westlake Village, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Spencer Miller has worked for Merrill Lynch Pierce Fenner Smith Incorporated since January 14, 2014. Here’s more about Spencer Miller’s disclosures. Merrill Lynch Pierce Fenner Smith Incorporated Investor Accused Miller Of […]

Investors possibly experienced losses because of financial advisor / securities broker Shane Michael DeSherlia [CRD: 6800960, Jerseyville, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shane DeSherlia has worked for Moloney Securities Co. Inc. since May 24, 2017, and Moloney Securities Asset Management LLC since November 7, 2019. Keep reading to […]

Investors might have sustained losses due to financial advisor/ securities broker Scott Gerald Thole [CRD: 4516390, Saint Paul, Minnesota], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thole has been employed by Merrill Lynch Pierce Fenner Smith Incorporated since May 13, 2016. Continue reading to learn more about the allegations and disclosures related […]

Investors might have sustained losses due to securities broker Scott Douglas Phillips [CRD: 1311907, Salt Lake City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Scott Phillips has worked for Centaurus Financial Inc. since January 4, 2007, as a broker, and since January 17, 2007, as a financial advisor. He has […]

Investors possibly experienced losses because of securities broker Richard Glenn Shaw (also known as Rick Glenn Shaw) [CRD: 1870018, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard Shaw has worked for Lincoln Financial Advisor Corporation (now known as OSAIC FA Inc.) since June 1, 1998. Here’s more about the […]