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November 16, 2023
James Mariani Facing Aegis Investor Disputes

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses due to the actions of securities broker James J. Mariani (CRD#: 2932631, Mineola, New York). Evidently, Mariani has been affiliated with Aegis Capital Corp. from September 2017 to September 2021 and National Securities Corporation from January 2007 to September 2017. […]

November 14, 2023
JP Morgan Investor Disputes Gregory Miller

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker and financial advisor, Gregory Miller (also known as Greg Miller) [CRD#: 5390510, Murray, Utah]. Notably, Gregory Miller faced investor suitability and unauthorized trading complaints concerning his activities at […]

November 13, 2023
SEC Wells Notice And Client Disputes Involving Garrett Moretz

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained losses attributed to broker and financial advisor, Garrett Wayne Moretz [CRD: 4086791, Mooresville, North Carolina]. Moretz joined Lifemark Securities Corp. on May 31, 2017. His previous associations include First Heartland Consultants Inc., from January 2010 until May 2017, and First […]

November 11, 2023
First Allied And Northwestern Mutual Clients Dispute Daniel Brunette

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of securities broker Daniel Edward Brunette (also known as Dan Brunette) [CRD: 813924, Indianapolis, Indiana]. Daniel Brunette has been registered with Cetera Advisors LLC and Cetera Investment Advisers LLC since 2020 and 2022, respectively, and […]

November 10, 2023
SEC Action, Centaurus Client Disputes Disclosed By Broker Dana Hawkins

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses caused by securities broker Dana Matthew Hawkins (CRD#: 5731136, Lexington, South Carolina). Hawkins, who works with Centaurus Financial Inc. since May 19, 2015, has previously been registered with JP Turner Company, LLC in Lexington, SC from March 14, 2011, […]

October 15, 2023
Investigation Into Raymond James’ Bill Conn

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker William Joseph Conn (also known as Bill Conn) (CRD: 1477107, San Francisco, California). Notably, he has worked for International Assets Advisory, LLC since September 13, 2022. He has also been […]

October 14, 2023
Royal Alliance Investor Disputes About Timothy Judson

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of registered financial advisor and broker Timothy Harold Judson (CRD: 709195, McLean, Virginia). Particularly, Judson has been associated with Osaic Wealth, Inc. in McLean, Virginia since November 19, 1989, and as a financial […]

October 10, 2023
Ameriprise Investors Dispute Scott Roslonowski

Soreide Law Group is conducting an investigation into the actions of Scott J. Roslonowski (CRD: 4795893, Indian Harbour Beach, Florida), specifically focusing on potential claims on behalf of investors who may have suffered losses. Roslonowski works for Ameriprise Financial Services, LLC as of October 5, 2009, and operates out of the firm's Indian Harbour Beach, […]

October 9, 2023
Independent Financial Group Clients Dispute Robert Turley

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses due to securities broker Robert Turley (CRD: 1519293, New Port Richey, Florida). Specifically, Turley started working for Independent Financial Group, LLC beginning in June 13, 2005. His BrokerCheck Report shows disclosures of unsuitable investment allegations from clients of this firm. […]

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