Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Kirk James Crossen [CRD: 2742256, Carmel, Indiana]. Specifically, Crossen worked for Raymond James Associates Inc. in Carmel, Indiana, from April 12, 2023, to November 16, 2023, and he previously worked for Morgan Stanley […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the conduct of securities broker and financial advisor, Kurt Douglas Cambier (CRD#: 1392482, Littleton, Colorado). Evidently, Cambier currently works with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in Littleton and Grand Junction, Colorado, […]

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses due to the actions of Patrick Michael Mendenhall (CRD#: 1068809, Houston, Texas). Evidently, Mendenhall works with USCA Securities LLC since April 20, 2010, and with U.S. Capital Wealth Advisors LLC since June 30, 2021. Previously, he worked with USCA […]

Soreide Law Group is investigating potential claims on behalf of investors who may have suffered losses due to the actions of Jeffrey T. Kennedy [CRD: 5094149, Quincy, Illinois]. He was employed by Center Street Securities Inc. from March 10, 2010, to December 1, 2023. Notably, several clients have filed FINRA Arbitrations against Kennedy, citing unsuitable […]

Did you invest through securities broker Tim Vorpahl (also known as Timothy James Vorpahl) [CRD#: 1457312, Spokane, Washington]? Evidently, Vorpahl joined Vorpahl Wing Securities Inc. in 1999. FINRA sanctioned him for his failure to supervise. FINRA Sanctioned Vorpahl For Failure To Supervise And Inadequate Procedures Particularly, on March 11, 2022, FINRA issued Case: 2020065149802 sanctioning […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have sustained financial losses involving registered broker and financial advisor, Peter John Clarke [CRD#: 1400419, Palm Beach Gardens, Florida]. Clarke works for Rockefeller Financial LLC and Rockefeller Capital Management since November 12, 2021. His previous associations include Truist Advisory Services Inc., and […]

Soreide Law Group is actively investigating claims on behalf of investors who may have incurred losses due to the actions of Nir Regev (also known as Nir Regev Kragens [CRD#: 1847410, Saint Louis, Missouri]. Evidently, Nir Regev joined for DFPG Investments LLC on April 26, 2016, and has been involved with the financial services industry […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who have suffered losses due to the actions of securities broker Leigh Eran Einhorn [CRD: 3000924, Summit, New Jersey]. Einhorn has been registered with Wells Fargo Clearing Services LLC since October 2000 and with Wells Fargo Advisors since January 2004. Investor […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses at the hands of securities broker and financial advisor Lawrence Richard Greenfield (Larry Greenfield) [CRD#: 4056913, Woodland Hills, California]. Greenfield's record includes a tenure at LPL Financial LLC from July 2018 to May 2020, and at Arete Wealth Management […]