Investors apparently complained about securities broker James Peter Saar (also known as Jim Saar) [CRD: 1358375, Temecula, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Saar worked for Center Street Securities Inc. from August 2, 2018, to September 2, 2020. Investors are encouraged to keep reading to find out […]

Investors might have sustained losses due to securities broker James Daniel Kent Jr. (also known as Jim Kent) [CRD: 2255753, San Mateo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Kent worked for Emerson Equity LLC from September 29, 2016, to March 1, 2021, in Pinellas Park, Florida, and later from […]

Investors have reportedly disputed the sales practices of securities broker Juan Paul Escudero (also known as Juan Pablo Escudero) [CRD: 2111381, Orange, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Escudero has worked for Cetera Advisors LLC since September 8, 2022, for Cetera Investment Advisers LLC since November 12, 2020, […]

Investors potentially experienced sales practice violations by securities broker Ian Greenblatt (also known as Eric Green) [CRD: 2276966, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Greenblatt has been registered with Capitol Securities Management Inc. since October 24, 2012. Keep reading to find out more about Greenblatt’s disclosures. […]

Investors potentially incurred losses because of securities broker Gail Castleman Hilder (also known as Gail Patricia Castleman and Gail Patricia Hilder) [CRD: 1155270, Belle Haven, Virginia], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gail Hilder worked for Centaurus Financial Inc. from February 3, 2010, to December 8, 2021. Investors should […]

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]

Investors have reportedly disputed the sales practices of securities broker Christopher William Duffy [CRD: 2515612, Red Bank, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Duffy worked for Morgan Stanley as a securities broker beginning June 1, 2009, and as a financial advisor with the firm starting March 3, […]

Investors apparently complained about securities broker Alfonso E. Figueroa-Bello [CRD: 5011909, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alfonso Figueroa-Bello worked for Tigress Financial Partners LLC from December 14, 2017, to August 17, 2022, and later for Stonecrest Capital Markets Inc. from August 17, 2022, to […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Apex South Creek DST. Apex South Creek DST is a Delaware Statutory Trust real estate investment that was marketed nationwide, frequently to investors completing Section 1031 exchanges, as a passive and income-oriented opportunity tied to […]