Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]

Investors apparently complained about securities broker William Brian Candler [CRD: 2802438, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Candler worked for Cabin Securities Inc. since March 3, 2006, JCC Capital Markets LLC since August 11, 2016, and Cabin Advisors LLC since January 31, 2022. Read on to […]

Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]

Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]

Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]

Soreide Law Group is investigating potential investor claims involving TechCreate Group Ltd. (TCGL) stock, particularly whether brokers or financial advisors improperly recommended this security despite emerging warning signs. TCGL is a publicly traded foreign holding company whose shares were subject to an SEC trading suspension, raising serious concerns for investors. There is significant adverse regulatory […]

Investors might have sustained losses due to securities broker Bradley Owen Davidson [CRD: 5142256, Mission Viejo, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davidson has been registered with Emerson Equity LLC since February 2, 2024, and previously worked for firms including Secure Asset Management LLC from February 22, […]

Investors apparently complained about securities broker Richard Timothy Kersting Jr. [CRD: 1835418, Naples, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kersting worked for Ameriprise Financial Services LLC from October 20, 2021, to the present, and previously for Bruderman Asset Management LLC and Bruderman Brothers LLC from March 18, 2015, […]

Soreide Law Group is investigating potential investor claims involving the recommendation and sale of CS1031 The Louis Apartments DST by securities brokers and financial advisors. This investment is a Delaware statutory trust (DST) sponsored by Capital Square Realty Advisors LLC, structured as a passive real estate offering frequently used in 1031 exchanges. Recent adverse developments […]