Investors apparently complained about securities broker William Eugene King III (also known as Gene King) [CRD: 1542794, Florence, South Carolina], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. King worked for Sequence Financial Specialists LLC from June 3, 2015, to February 15, 2024; Exemplar Capital LLC from February 20, 2024, to January […]

Investors potentially incurred losses because of securities broker Daniel Lee Becraft [CRD: 2877734, Seattle, Washington], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Becraft has worked for Morgan Stanley since June 1, 2009. Read on to find out more about Becraft’s client dispute disclosures. Becraft Accused Of Unsuitable Trading By Morgan […]

Investors apparently complained about securities broker Tim Daniel Clairmont [CRD: 2847591, Lake Oswego, Oregon], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clairmont has worked for Cetera Wealth Services and Cetera Investment Advisers since January 3, 2025; ClearFP Securities from June 11, 2021, to January 3, 2025; ClearFP Advisors from October 23, […]

Investors potentially experienced sales practice violations by securities broker Fabio De Andrade (also known as Fabio Deandrade) [CRD: 4671838, Kansas City, Missouri], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. De Andrade worked for Merrill Lynch from October 11, 2004, to June 9, 2026. Investors are encouraged to continue reading to […]

Investors may have suffered financial harm by securities broker Timothy George Marshall (also known as George Timothy Marshall and Tim Marshall) [CRD: 2037031, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marshall has worked for Quincy Wells Capital LLC since May 1, 2026; Great Point Capital LLC from August 23, […]

Investors might have sustained losses due to securities broker Danny Shiva Sookram [CRD: 6113338, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sookram worked for Equitable Advisors LLC as a securities broker from April 7, 2017, to March 17, 2026, and as a financial advisor from February 26, 2018, to […]

Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]

Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]

Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]