Investors may have suffered financial harm by securities broker Joseph Anthony Monaco Jr. [CRD: 1398158, Melville, New York], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monaco worked for Oppenheimer Co. Inc. from June 7, 2023, to December 6, 2024, and previously worked for Stifel Nicolaus from June 25, 2014, to […]

Investors potentially incurred losses because of securities broker Paul Sangyop Lee [CRD: 5541067, Fullerton, California], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lee has been registered with Kingswood Capital Partners LLC and Kingswood Wealth Advisors LLC since October 22, 2021. Previously, Lee worked for Mirae Asset Wealth Management (USA) Inc. […]

Soreide Law Group is investigating potential investor claims involving InPoint Commercial Real Estate Income Inc. (“InPoint”), a non-traded REIT that reported declining net asset values, substantial portfolio reductions, suspended share repurchases, and mounting commercial real estate-related issues that may have negatively impacted investors. InPoint primarily invested in floating-rate first mortgage loans secured by commercial properties, […]

Soreide Law Group is investigating potential investor claims involving National Healthcare Properties Inc. (“NHP”), formerly Healthcare Trust Inc., after the healthcare REIT’s April 2026 Nasdaq IPO priced well below expectations and highlighted steep losses for many earlier investors in the non-traded REIT. National Healthcare Properties owns senior housing communities and outpatient medical facilities throughout the […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to recommendations of Spring Hills Holdings investments. Spring Hills Holdings is a senior care and healthcare-related private investment that may have exposed investors to substantial risks, including illiquidity and possible loss of principal. Investors should […]

Soreide Law Group is examining potential investor claims involving recommendations of NexPoint Capital Inc. BDC, a publicly registered non-traded business development company sponsored by NexPoint Advisors L.P., following continued declines in the investment’s net asset value (“NAV”), limited liquidity opportunities, and ongoing concerns about investor losses. NexPoint Capital Inc. BDC was marketed as an income-focused […]

Soreide Law Group is investigating potential investor claims involving KKR Real Estate Finance Trust Inc. (“KREF”) following reports of substantial losses, increased credit reserves, troubled commercial real estate loans, dividend reductions, and declining shareholder value tied to the company’s mortgage REIT business. KREF is a publicly traded commercial mortgage real estate investment trust sponsored by […]

Soreide Law Group is investigating potential investor claims involving KKR Real Estate Select Trust (“KREST”), including whether securities brokers and financial advisors properly explained the investment’s illiquidity, quarterly redemption limits, valuation risks, and the possibility that investors could be unable to fully access their money during periods of elevated withdrawal demand. KREST is a non-traded […]

Soreide Law Group is investigating potential investor claims involving recommendations of Oaktree Strategic Credit Fund (“OSC”), a $7.3 billion non-traded business development company (“BDC”) sponsored by Oaktree Capital Management and affiliated with Brookfield Asset Management that has recently faced heightened redemption demands, reduced distributions, declining share values, and broader scrutiny surrounding private credit investments. OSC […]