Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more […]

Investors potentially experienced sales practice violations by securities broker Zhi Ying Guan (also known as Jeff Guan and Jeffrey Guan) [CRD: 7000349, San Mateo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zhi Guan worked for Emerson Equity LLC since December 18, 2020. Keep reading for a better understanding about the disclosures […]

Investors apparently complained about securities broker Brittany Danielle Slater-Gautreau (also known as Tany Gautreau and Tany Slater) [CRD: 4885737, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brittany Slater-Gautreau worked for Westpark Capital Inc. from November 20, 2017, to October 30, 2020, American Trust Investment Services Inc. from […]

Soreide Law Group is investigating potential investor claims specifically involving the sale of Inspired Senior Living of Naperville DST, where brokers and financial advisors may have recommended this high-risk DST investment without fully disclosing its risks or the financial condition of its sponsor. Inspired Senior Living of Naperville DST is a Delaware Statutory Trust investment […]

Investors have reportedly disputed the sales practices of securities broker Richard James Jirinec (also known as Richard James Jirinee) [CRD: 2580370, Jupiter, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Jirinec has been registered with PHX Financial Inc. since March 5, 2015. Investors are encouraged to Investors are encouraged to continue […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors who recommended the Inspired Senior Living of Melbourne DST. This investment is a Delaware Statutory Trust tied to senior living real estate and was marketed as a passive income-generating opportunity, often appealing to investors seeking 1031 exchange […]

Investors apparently complained about securities broker Kenneth Carl Ramos [CRD: 2553426, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Ramos worked for Stifel Nicolaus Company Incorporated beginning November 2, 2017. Investors are encouraged to continue reading to discover more about the securities broker’s disclosures. Stifel Investor Accused Ramos […]

Soreide Law Group is investigating potential investor claims involving the sale of Inspired Senior Living of Grapevine DST, particularly where brokers or financial advisors may have failed to fully disclose the risks of this investment. Inspired Senior Living of Grapevine DST is a private real estate offering tied to senior living properties and sponsored by […]

Investors have reportedly disputed the sales practices of securities broker Michael Glenn Seymour (also known as Mike Seymour) [CRD: 1597042, Winter Haven, Florida], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Seymour worked for Centaurus Financial Inc. from July 26, 2016, to the present, and Ingram Advisory Services LLC from […]