Investors have reportedly disputed the sales practices of securities broker Robert Lee Anderson III [CRD: 2355813, Hiawassee, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Anderson has been registered with Raymond James Financial Services Inc. since January 4, 1999, and with Raymond James Financial Services Advisors Inc. since January […]

Investors apparently complained about securities broker Kurt Charles Jackson [CRD: 2913769, Arroyo Grande, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jackson has been registered with Commonwealth Financial Network since October 22, 2015. Read below to discover more about Jackson’s disclosures. Commonwealth Financial Network Investor Accused Jackson […]

Investors might have sustained losses because of securities broker Brian James Zimmerman [CRD: 2401501, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Zimmerman has been registered with Independent Financial Group LLC since April 10, 2012, working as both a broker and investment adviser during this period. […]

Investors potentially incurred losses because of securities broker Andrew Zigouras (also known as Andreas Zigouras and Andy Zigouras) [CRD: 1248597, Teaneck, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Zigouras has been registered with Concorde Investment Services LLC since October 15, 2015. Read on to learn more about […]

Investors potentially experienced sales practice violations by securities broker Clovis Mike Morrison [CRD: 1730240, Highland Village, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Morrison has worked for Centaurus Financial Inc. from August 12, 1996, to the present in his capacity as a broker, and from January […]

Investors have reportedly disputed the sales practices of securities broker Robert Michael Dechick [CRD: 4152582, Clermont, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Dechick has been registered with D.H. Hill Securities LLLP since December 11, 2009, and with D.H. Hill Advisors Inc. since March 13, 2012. Read […]

Investors might have sustained losses because of securities broker Michael Anthony Schiavello [CRD: 2153242, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Schiavello worked for Aegis Capital Corp. from September 11, 2017, to April 1, 2024, and has been registered with Dominari Securities LLC […]

Investors reportedly complained about securities broker John Kenyon Lang [CRD: 2830417, Scarsdale, New York], based on public information found on FINRA BrokerCheck. Evidently, Lang has worked for Park Avenue Securities LLC in Rye Brook, New York since May 3, 1999, and has also been registered as an investment adviser with the same firm in Scarsdale, […]

Investors potentially experienced sales practice violations due to securities broker Jeff W. Webb [CRD: 6486331, Denver, Colorado], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Webb has worked for Emerson Equity LLC since May 5, 2017, as a broker and since November 5, 2019, as an investment adviser. He also worked […]