Broker Izzy Shefer (APW, Morgan Stanley) Involved In Investor Disputes FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Izhar Shefer “Izzy Shefer” (CRD#: 1759498, Aventura, Florida) and that those violations resulted in damages. Particularly, Shefer, who worked for securities firms Morgan Stanley (his employer from February 2011 to March 2017) and […]

Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA […]

Securities Broker James Mariani Involved In Aegis Investor Disputes The Financial Industry Regulatory Authority (FINRA) contains important information regarding securities broker James J. Mariani (CRD#: 2932631, Mineola, New York). Evidently, Mariani worked for securities firms National Securities Corporation (2007 to 2017) and Aegis Capital Corp. (2017 to 2021). Notably, ten investors filed disputes alleging sales […]

Client Of Broker Nick Polydoros (UBS) Alleges Unsuitability Soreide Law Group provides you with new information concerning financial advisor representative Nick James Polydoros (CRD#: 1109056, Scottsdale, Arizona). Evidently, Polydoros joined securities firm UBS Financial Services beginning in December 2011. He became a financial advisor representative at UBS Financial Services in April 2013. Before then, he […]

Securities Broker John Santariello Gets Barred By FINRA, Accused Of Sales Practice Violations Including Excessive Trading, Churning Soreide Law Group has learned through Financial Industry Regulatory Authority (FINRA) BrokerCheck that the regulator barred John Joseph Santariello (CRD#: 5746158, Coram, New York). Evidently, Santariello worked for securities firms KC Ward Financial, National Securities Corporation, Wilmington Capital […]

Ameriprise Financial Services' Barry Abrams Facing Investor Disputes Alleging Unsuitability, Breach Of Fiduciary Duty Soreide Law Group brings you up to speed regarding securities broker Barry David Abrams (CRD#: 488, Marlton, New Jersey). Specifically, FINRA BrokerCheck shows that five investors brought disputes about Abrams, and a couple of those disputes concern Abrams’ actions at Ameriprise […]

Stoever Glass, HJ Sims Clients File Disputes About Securities Broker Adam Goodman Soreide Law Group is looking into bringing potential investor lawsuits alleging misconduct against securities broker Adam Craig Goodman (CRD#: 2263780, Boca Raton, Florida). It appears that seven investors have disputed the sales practices of the securities broker, who worked for firms Herbert J. […]

Two National Securities Corporation Clients File Disputes About Vincent Villani's Private Placement Sales Soreide Law Group provides you with the following update regarding securities broker Vincent John Villani (CRD#: 4296670, New York, New York). Evidently, Villani worked for securities firms Joseph Gunnar Company LLC (2012 to 2014) and National Securities Corporation (2014 to present). Notably, […]

Investors File Suitability Disputes About AISG Securities Broker Thomas Logue According to BrokerCheck, the Financial Industry Regulatory Authority (“FINRA”) database on securities brokers, there are important things you should know concerning Thomas Joseph Logue (CRD#: 1700554, Hinsdale, Illinois). The securities broker, who worked for American Independent Securities Group LLC (“AISG”) from 2014 to 2017, is […]