Investors have reportedly disputed the sales practices of securities broker Lawrence Allen Krause [CRD: 275153, Larkspur, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Krause worked for KW Securities Corporation from June 24, 1980, to April 2, 2024, and for B.B. Graham Company Inc. from December 1, 2021, to […]

Investors potentially experienced sales practice violations by securities broker Gregory Dee Cunningham (also known as Greg Cunningham) [CRD: 2477804, Park City, Utah], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham has been registered with Raymond James Financial Services Inc. since March 1, 2010, and with Raymond James Financial […]

Investors might have sustained losses because of securities broker Adam Ross Lunceford [CRD: 4686499, Scottsdale, Arizona], based on publicly available information on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lunceford worked for LPL Financial LLC from October 29, 2013, to May 25, 2023. See below to learn more about Lunceford’s disclosures. LPL […]

Investors possibly experienced sales practice violations by securities broker William Randall Moening (also known as Randy Moening) [CRD: 3029155, Austin, Texas], according to publicly available information on FINRA BrokerCheck. Evidently, Moening worked for RBC Capital Markets LLC from January 29, 2024, to April 9, 2025. Keep reading to find out more about the securities broker’s […]

Investors apparently complained about securities broker Bryan Gerald Musso [CRD: 2304057, Metairie, Louisiana], according to disclosures on FINRA BrokerCheck. Evidently, Musso worked for Advisor Resource Council (formerly 360 Wealth Management LLC) as an investment adviser representative from April 2019 to June 2023, and for Wells Fargo Clearing Services LLC in New Orleans, Louisiana, from February […]

Investors potentially experienced sales practice violations due to securities broker Edmund Michael Iannelli [CRD: 2052704, Saddle Brook, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Edmund Iannelli has been registered with Ameriprise Financial Services LLC since November 8, 2019, and previously worked with Morgan Stanley in Paramus, New Jersey, from June 1, […]

Investors reportedly complained about securities broker Michael Alexander Lackwood Jr. [CRD: 4742917, Rockaway, New Jersey], according to disclosures on FINRA BrokerCheck. Evidently, Lackwood worked for Oppenheimer Co. Inc. from September 6, 2011, to July 12, 2018, and APW Capital Inc. from August 10, 2018, to April 30, 2020. Read on to discover more about the […]

Investors reportedly complained about securities broker Edward Terral Hill (also known as Ed Hill) [CRD: 6008804, West End, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hill joined LPL Financial LLC on March 1, 2018, as both a broker and an investment adviser at its West End, North Carolina office. […]

One or more investors possibly experienced losses because of securities broker Scott Jason Hechler [CRD: 5277526, Garden City, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hechler has worked for Spartan Capital Securities LLC since May 15, 2023. Previously, he worked at SW Financial from December 10, 2019 […]