Investors reportedly complained about securities broker Jason Peter Doneth (also known as Jason Peter Daneth) [CRD: 4696330, Salem, Oregon], according to publicly available information on FINRA BrokerCheck. It appears that Doneth worked for LPL Financial LLC from February 13, 2004 to May 21, 2015, and joined Ameriprise Financial Services LLC on May 15, 2015. Keep […]

Investors may have incurred losses due to securities broker Francis Dewey Burke Jr. (also known as JR Burke) [CRD: 841681, Berwyn, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Burke has been employed with M Holdings Securities Inc. since September 17, 2001, as a broker and since November 24, 2004, as an […]

One or more investors might have sustained losses because of securities broker Larry Leon Hyatt Jr. [CRD: 1506954, Salem, Oregon], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Larry Hyatt worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated from September 9, 2016, to April 10, 2025. Read on to learn more about […]

One or more investors apparently complained about securities broker Janete Magalli Rivera-Michel (also known as Janete Rivera, Janete Sosa, and Magaly Sosa) [CRD: 5754050, Dallas, Texas], based on disclosures on FINRA BrokerCheck. Evidently, Rivera-Michel has been registered with PFS Investments Inc. since February 15, 2011. Keep reading to find out more about the investor allegations […]

MYONG WON PARK, is currently registered as a broker with NYLIFE SECURITIES LLC of Honolulu, Hawaii.  MYONG WON PARK has been registered with this firm since 4/14/1993.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MYONG WON PARK has 2 disclosures on her FINRA CRD report.  Both of the disclosures are, “Customer […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Rodney Wayne Rich Jr. (also known as Rod Rich Jr., Rodney W. Rich, Rodney Rich) [CRD: 714642, Bellevue, Washington]. Rodney Rich Jr. has been registered with Ameriprise Financial Services, LLC, since April 29, 2016. Recent disclosures reveal concerns about Rich’s conduct, including allegations involving […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker Charles Raymond Weldon (also known as C. Raymond Weldon) [CRD#: 1030659, Boca Raton, Florida]. Evidently, Weldon, who is currently registered with Independent Financial Group LLC, has a history of employment with […]

Soreide Law Group is conducting an investigation into the actions of Scott J. Roslonowski (CRD: 4795893, Indian Harbour Beach, Florida), specifically focusing on potential claims on behalf of investors who may have suffered losses. Roslonowski works for Ameriprise Financial Services, LLC as of October 5, 2009, and operates out of the firm's Indian Harbour Beach, […]

Allstate Securities Broker Ivan Wenzel Involved In Investor Dispute About Annuity The Financial Industry Regulatory Authority (FINRA) contains new information about securities broker Rodolf Ivan Wenzel (“Ivan Wenzel”) (CRD#: 1532033, Redlands, California). Evidently, Wenzel worked for firms Allstate Financial Services (1999 to 2018) and Voya Financial Advisors (2019 to 2020). Specifically, two Allstate investors filed […]