Soreide Law Group is investigating possible investor claims against securities broker Ricardo Guimaraes [CRD: 5442981, St. Louis, Missouri]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Here is a brief summary of the disclosures about Guimaraes. Ricardo Guimaraes […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Adam Summers AKA Adam Petersen Summers [CRD#: 5587343, Frankfort, IL]. Also, investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services. Additionally, the securities broker discloses a regulatory enforcement action. However, Summers denies the allegations of sales […]

Broker Joseph Andreoli Is Involved In Wells Fargo Client Dispute About Suitability FINRA provides important information concerning Joseph Marie Andreoli Jr. (CRD#: 1718688, Hackensack, New Jersey). It appears that the disclosures involving Andreoli concern his financial advisor or securities broker role at securities firms Wells Fargo Clearing Services (his employer from 2009 to 2019) and […]

Gerardo Castillo Facing Investment Disputes Involving Wells Fargo, Citigroup Clients Soreide Law Group is examining investor disputes concerning securities broker Gerardo Ivan Castillo (CRD#: 2886319, Miami, Florida), as disclosed on FINRA BrokerCheck. Notably, Castillo was a securities broker and financial advisor at Wells Fargo Clearing Services (2010 to 2018). He also worked for Citigroup Global […]

Securities Broker Wil Rodriguez Involved In Wells Fargo Client's Dispute About Alleged Unauthorized Transactions Soreide Law Group comes to you with new information concerning Wells Fargo securities broker Rodriguez AKA “Wil Rodriquez” and “Wilfredo Rodriguez Jr.” (CRD# 2504369, Boca Raton, Florida). The Financial Industry Regulatory Authority (FINRA) BrokerCheck profile on Rodriguez shows that two investors […]

Merrill Lynch Client Files Dispute About Broker Peter Ianace's Recommendations The Financial Industry Regulatory Authority (FINRA) discloses new information through BrokerCheck as it relates to Peter Vincent Ianace (CRD#: 3238078, Plano, Texas). It appears that the securities broker, who worked for Merrill Lynch (2011 to 2019) and Wells Fargo Clearing Services (2019 to 2020), is […]