Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Mitchell Ross Pindus (also known as Mitchell Pindus) [CRD: 1268550, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mitchell Pindus joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors, in June […]

Investors might have sustained losses because of securities broker James Alan Seijas [CRD: 2392901, Short Hills, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Seijas worked for Wells Fargo Clearing Services LLC from November 13, 2013, to March 6, 2019. Keep reading to learn more about the securities broker’s […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jason Ryan Jaynes [CRD: 5555100, Frisco, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jaynes has been registered with Wells Fargo Clearing Services LLC and Wells Fargo Advisors since December 10, 2019. Continue reading […]

Investors might have sustained losses because of securities broker Matthew Kenneth Wilkes [CRD: 5409004, Knoxville, Tennessee], according to disclosures on FINRA BrokerCheck. Evidently, Wilkes worked for TrustFirst in Knoxville, TN, from April 4, 2019, to October 30, 2023, FSIC in Chicago, IL, from June 21, 2017, to September 12, 2018, and Raymond James Financial Services […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joe David Gainer Jr. [CRD: 4517367, Marianna, Florida], given the disclosures on FINRA BrokerCheck. Evidently, Joe Gainer worked for Wells Fargo Clearing Services LLC from November 10, 2016, to June 15, 2022. Keep reading to learn more about […]

Investors potentially experienced investment losses through securities broker Ralph Dennis Courtland [CRD: 4374698, Fairfield, New Jersey], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Courtland has worked for Wells Fargo Clearing Services LLC since January 1, 2008. Courtland's disclosures include allegations of unsuitable recommendations, breach of fiduciary duty, and misrepresentation. These […]

Some investors have potentially experienced damages because of securities broker Forrest Addington Wester (also known as Forrest Wester) [CRD: 2559502, Midland, Texas], according to regulatory sanctions and investor disputes disclosed on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wester was previously registered as a financial advisor and securities broker, with his last registration at Wells […]

Soreide Law Group is investigating potential claims for investors who have sustained losses attributed to Steven Andrew Hill (also known as Andy Hill) [CRD: 4606358, Atwater, California]. Hill has been registered with Wells Fargo Clearing Services LLC since January 3, 2011. He faces several investor allegations, including misrepresentation and unauthorized investments. By reading further, you'll […]

Securities broker Kenneth Andrews Welsh [CRD: 4657872, Fairfield, New Jersey] is currently facing investor disputes, according to FINRA BrokerCheck. Evidently, he worked for Wells Fargo from 2012 to 2021. Soreide Law Group is investigating potential claims on behalf of investors who might have suffered financial losses linked to Welsh's practices. Here’s more on the investor […]