Investors have reportedly disputed the sales practices of securities broker Christopher John Browning (also known as Chris Browning and Christopher John Brownrigg) [CRD: 4786391, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Browning worked for Western International Securities from May 12, 2009, to February 5, 2024, and […]

Investors potentially experienced sales practice violations by securities broker Shannon Marie Powers (also known as Shannon Marie Catuogno and Shannon Powers-Solomon) [CRD: 2367198, Ridgefield, Washington], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Powers has worked with multiple firms, including Innovation Partners LLC and IP Financial Advisory Services LLC since […]

Investors have reportedly disputed the sales practices of securities broker Craig Gordon Johnson [CRD: 721657, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Craig Johnson worked for Western International Securities Inc. from March 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since […]

Investors potentially incurred losses because of securities broker Matthew Thomas Stratman [CRD: 5834026, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stratman worked for Western International Securities Inc. from September 27, 2017, to December 31, 2023. Keep reading for details about Stratman’s disclosures. Western International Securities Investor […]

Investors might have sustained losses due to securities broker Parviz Paul Pourfarid [CRD: 2112613, Charlotte, North Carolina], according to disclosures found on FINRA BrokerCheck. Evidently, Pourfarid worked for Western International Securities from December 7, 2010, to July 9, 2025, and later joined Innovation Partners LLC on August 20, 2025, as well as IP Financial Advisory […]

Investors potentially experienced sales practice violations due to securities broker Robert Israel Kully [CRD: 3212528, Omaha, Nebraska], based on disclosures on FINRA BrokerCheck. Kully worked for Western International Securities Inc. from April 16, 2018 to October 5, 2023, and Axiom Capital Management Inc. from June 1, 2015 to April 13, 2018. See the following information […]

Investors might have sustained losses because of securities broker Robert Vincent Sessa (also known as Bob Sessa) [CRD: 1026924, Westlake Village, California], based on publicly available information reported on FINRA BrokerCheck. Robert Sessa worked for Western International Securities Inc. and Western International Securities from December 12, 2008 to June 5, 2025. LPL Financial LLC employed […]

Investors apparently complained about securities broker Antoine Samir Abi Nader (also known as Tony Abi Nader and Antoine Samir Abinader) [CRD: 4700969, Northridge, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abi Nader worked for Western International Securities Inc. from April 6, 2018, to June 5, 2025, and currently serves as a […]

Investors apparently complained about securities broker B. David Goldstein [CRD: 1718066, Rancho Mirage, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Goldstein worked for Western International Securities Inc. from May 29, 2015, to June 22, 2022, and later for Securities America Inc. from June 22, 2022, to June 14, 2024. Presently, Goldstein […]