Tim Roberson Involved In Merrill Lynch Investor Dispute Alleging Excessive Commissions

Investors apparently complained about securities broker Timothy Revell Roberson (also known as Tim Roberson) [CRD: 2200567, Brentwood, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roberson worked for Merrill Lynch from January 23, 1992, to October 23, 2024, and later joined Stifel Nicolaus on October 21, 2024, where he remains registered. Investors can see below to learn more about disclosures involving Roberson’s conduct.

Merrill Lynch Investor Accused Tim Roberson Of Excessive Commissions

Evidently, on October 22, 2025, a Merrill Lynch client filed a complaint about Timothy Roberson. Primarily, the client alleged that Roberson did not act in the client’s best interest in connection with a change from a fee-based account to a commission-based account between March 2020 and August 2025. Because of this, the client allegedly sustained damages. As a result, the client requested compensation from Merrill Lynch or Roberson. This matter remains pending.

Timothy Roberson Disclosed Misrepresentation Allegations By Merrill Lynch Client

Specifically, a client of Merrill Lynch contested Roberson’s sales practices, according to a complaint dated February 14, 2019. Allegedly, Roberson made misrepresentations. It appears that Roberson allegedly caused the client to sustain damages. Consequently, the client sought compensation from Merrill Lynch or Roberson in this matter, which was denied and closed on September 9, 2019.

Merrill Lynch Investor Accused Tim Roberson Of Omissions

Particularly, a client filed a complaint about Timothy Roberson. Primarily, the client alleged that Roberson made misrepresentations and omissions. For this reason, the client allegedly experienced damages associated with variable annuities. Therefore, on October 27, 2017, Merrill Lynch settled this matter by paying the client $30,543.31 in damages.

Timothy Roberson Disclosed Unsuitable Recommendations And Failure To Follow Instructions Allegations By Merrill Lynch Client

Notably, a client of Merrill Lynch disputed Roberson’s sales practices by filing NASD Arbitration No. 01-04612. Allegedly, Roberson made unsuitable recommendations and failed to follow instructions. It appears that Roberson allegedly caused the client to experience damages connected to mutual funds. As a result, Merrill Lynch opted to settle the matter on January 10, 2003, by compensating the client in the amount of $13,000.

Were You Impacted By Financial Advisor / Securities Broker Tim Roberson?

Do you have concerns or questions regarding investments you made with Timothy Roberson? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Roberson and brokerage firms Roberson worked for deny allegations of sales practice violations.